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60 SEC Docket 1 (1995-1996)

handle is hein.journals/secdoc60 and id is 1 raw text is: I Volume 60, No. 1 September 8, 1995 RELEASES IN THIS VOLUME PAGE Securities A ct 7206 ......................................................................... 2 Securities Exchange Act 36116-36151 .............................................. 5 Public Utility Holding Company Act 26357-26359 ................................ 91 Investm ent Advisers Act 1516 ........................................................... 96 Investment Company Act 21314-21320 .............................................. 96 Litigation 14609- 14616 ................................................................... 116 Accounting and Auditing Enforcement 702-703 ................................... 121 International Series 840-844 ........................................................... 121 Initial D ecisions 71 ......................................................................... 121 This listing covers releases issued from 08/18/95-08/24/95. *Securities Exchange Act Release Nos. 36141 and 36142 were cancelled. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS INITIAL DECISION ID-71 RICHARD D. CHEMA Administrative Law Judge Glenn Robert Lawrence, suspended Richard D. Chema from association with any broker or dealer for a period of eight months. Mr. Chema was also ordered to perma- nently cease and desist from committing or causing any violation and committing or causing any future violation of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Ex- change Act of 1934 and Rule lob-5 thereunder ............................ SEC DOCKET CMMERCECLEARING Ho UENC.. 4025 West Peterson Avenue Chicago, Illinois 60646 I

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