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59 SEC Docket 1 (1995)

handle is hein.journals/secdoc59 and id is 1 raw text is: SEC DOCKET r _- I Volume 59, No. 1 April 21, 1995 RELEASES IN THIS VOLUME PAGE Securities A ct 7154- 7 156 ................................................................ 2 Securities Exchange Act 35553-35577 ............................ 20 Public Utility Holding Company Act 26263-26267 ................................ 77 Trust Indenture Act 2330 ................................................................. 93 Investment Advisers Act 1481 .......................................................... 93 Investment Company Act 20980-20991 .............................................. 96 Litigation 14454- 14461 ................................................................... 115 Accounting and Auditing Enforcement 658-660 .................................. 119 International Series 800 .......................................... ...................... 120 Administrative Proceedings Rulings 466 .............................................. 120 This listing covers releases issued from 03/31/95-04/6/95. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS OPINION 34-35563 GEORGE SALLOUM Where head trader of registered broker-dealer was responsible for charging customers fraudulent markups, held, in the public interest to bar respondent from association with any broker or dealer with the proviso that, after one year, he may apply to become so associ- ated in a non-proprietary, non-supervisory capacity, upon a satis- factory showing of adequate supervision ................................... COMMERCE,, CLEARINGo Iois60NC. 4025 West Peterson Avenue Chicago, Illinois 60646

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