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57 SEC Docket 1 (1994)

handle is hein.journals/secdoc57 and id is 1 raw text is: j SEC DOCKET Volume 57, No. 1 July 15, 1994 RELEASES IN THIS VOLUME PAGE Securities Exchange Act 34251- 34291 .............................................. 2 Public Utility Holding Company Act 26070-26076 ................................ 70 Investment Company Act 20374-20381 .............................................. 80 Litigation 14135- 14143 ................................................................... 98 International Series 677 ................................................................... 103 Accounting and Auditing Enforcement 571 ........................................... 103 Initial D ecision 53 .......................................................................... 103 This listing covers releases issued from 06/24/94-06/30/94. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEM 34-34278 CAPITAL REQUIREMENTS FOR BROKERS OR DEALERS S7-7-94 UNDER THE SECURITIES EXCHANGE ACT OF 1934 EXTEN- SION OF COMMENT PERIOD The Commission extended the period from May 16, 1994 to Sep- tember 16, 1994 for submission of comments on amendments to the net capital rule, Rule 15c3-1 under the Securities Exchange Act of 1934, relating to capital charges for listed options and related p o sitio n s ............................................................................. INITIAL DECISION ID-53 DAVID DISNER AND JAMES SNELGROVE Administrative Law Judge Edward J. Kuhlmann suspended Mr. Disner for ninety days and Mr. Snelgrove for sixty days from associ- ation with any broker-dealer. The Initial decision may be appealed to the C om m ission ................................................................ OMERCIELEAING HoUENC.. 4025 West Peterson Avenue Chicago, Illinois 60646

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