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48 SEC Docket 1 (1991)

handle is hein.journals/secdoc48 and id is 1 raw text is: SEC DOCKET

17.

Volume 48, No.1            February 7, 1991
RELEASES IN THIS VOLUME                                         PAGE
Securities Exchange Act 28801- 28822  ...............................  2
Public Utility Holding Company Act 25245-25246 .................... 48
Investment Company Act 17955-17958 ............................. 51
Litigation  12759-  12767  ............................................  63
Accounting & Auditing Enforcement 287-288 ........................ 69
This listing covers releases issued from 1/18/91-1/24/91.
This listing does not affect the legal status of any document published in this
issue.

SIGNIFICANT ITEMS
34-28810          THE STUART-JAMES CO., INC., ET AL.
The Commission issued an order denying respondents' motions to
dismiss these administrative proceedings; disqualify those commis-
sioners who accepted an offer of settlement from Thomas R. Meinders,
formerly a respondent herein; foreclose proposed testimony by Mein-
ders; and compel production of all internal staff memoranda and ex
parte communications between the staff and the Commission con-
cerning Meinders' settlement. Commissioner Fleischman concurred in
the result and wrote a separate concurring opinion.
The following releases relate to self-regulatory organization rule proposals and/or adoptions:
34-28802          34-28805         34-28812          34-28815
34-28803          34-28806         34-28813          34-28816
34-28804          34-28807         34-28814          34-28818
34-28819
COMMERtCE, CLARING HouSE, INC..
o u~........v
Setting the standard since 1913
4025 West Peterson Avenue Chicago, Illinois 60646

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