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47 SEC Docket 1 (1990-1991)

handle is hein.journals/secdoc47 and id is 1 raw text is: SEC DOCKET E Volume 47, No. 1 September 25, 1990 RELEASES IN THIS VOLUME PAGE Securities Exchange Act 28416- 28432 ............................... 2 Public Utility Holding Company Act 25142-25148 .................... 36 Trust Indenture Act 2249 ........................................... 43 Investment Company Act 17731- 17740 .............................. 43 Litigation 12608- 12616 ............................................ 57 Accounting and Auditing Enforcement 271-272 ....................... 62 Freedom of Information Act 159 ..................................... 62 International Series 150- 154 ....................................... 65 This listing covers releases issued from 09/07/90-09/13/90 This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS OPINION 34-28418 DAVID ARM Where former bond trader for member of registered securities associa- tion deliberately concealed his transactions for firm's account that were far in excess of his authorized position limit, held, association's findings of violation sustained, and sanctions affirmed. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-28421 34-28425 34-28431 34-28423 34-28429 34-28424 34-28430 COMMERCE, CLEARING, HOUSE.,I[NC.. Setting the standard since 1913 4025 West Peterson Avenue Chicago, Illinois 60646

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