About | HeinOnline Law Journal Library | HeinOnline Law Journal Library | HeinOnline
LOG IN
LOG IN

42 SEC Docket 1 (1988-1989)

handle is hein.journals/secdoc42 and id is 1 raw text is: SEC DOCKET Volume 42, No. 1 November 1, 1988 RELEASES IN THIS ISSUE PAGE Securities Act 6804-6805 .......................................... 2 Securities Exchange Act 26180-26205 ............................... 4 Public Utility Holding Company Act 24729-24731 .................... 52 Trust Indenture Act 2192 ....................................59 Investment Company Act 16595-16604 .............................. 59 Litigation 11894- 11899 ............................................ 70 Accounting and Auditing Enforcement 204-205 ...................... 73 Financial Reporting 33 .............................................. 73 This listing covers releases issued from 10/14/88-10/20/88. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEM 33-6804 The Commission announces it will make available for public inspection each letter requesting the staff's views on an accountant's independence together with the staffs response ................................ OPINION 34-26187 WHITESIDE & COMPANY, INC. AND WILLIAM WHITESIDE Where member firm of registered securities association and its presi- dent failed to comply with net capital, recordkeeping and reporting requirements, held, association's findings of violation affirmed, and sanctions imposed sustained .................................... SELF REGULATORY ORGANIZATION 34-26190 National Association of Securities Dealers Inc.; Extension of Public comment period on proposed rule change to create an OTC Bulletin Board Display Service ......................................... COMMEIME. CLEARIN., HOUSE, INc., PUBt.ISHERS of rOPICAL LAW R pR IrS 4025 W. PETERSON AVENUE. CHICAGO, ILLINOIS 60646

What Is HeinOnline?

HeinOnline is a subscription-based resource containing thousands of academic and legal journals from inception; complete coverage of government documents such as U.S. Statutes at Large, U.S. Code, Federal Register, Code of Federal Regulations, U.S. Reports, and much more. Documents are image-based, fully searchable PDFs with the authority of print combined with the accessibility of a user-friendly and powerful database. For more information, request a quote or trial for your organization below.



Short-term subscription options include 24 hours, 48 hours, or 1 week to HeinOnline.

Purchase Access

Contact us for annual subscription options:

Contact Us

Already a HeinOnline Subscriber?

Log In

profiles profiles most