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40 SEC Docket 1 (1988)

handle is hein.journals/secdoc40 and id is 1 raw text is: I SEC DOCKET Volume 40, No. 1 January 27, 1988 RELEASES IN THIS ISSUE PAGE Securities Exchange Act 25253-25268 ............................... 2 Public Utility Holding Company Act 24515A-24521A, 24559-24560 .... 16 Trust Indenture Act 2142- 2143 ..................................... 19 Investment Company Act 16208-16226 .............................. 19 Investment Advisers Act 1101- 1102 ................................. 40 L itigation 11641-11647 .............................................. 41 Accounting and Auditing Enforcement 175 ............................ 45 Staff Accounting Bulletin 76 ......................................... 46 This listing covers releases issued from 01/08/88-01/14/88. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS OPINION 34-25253 THOMAS F. FLYINN Where chief financial officer of member firm of national securities exchange was responsible for firm's failure to comply with net capital and reporting requirements, held, exchange's findings of violation and the sanction it imposed affirmned ................................ STAFF ACCOUNTING BULLETIN SAB #76 This staff accounting bulletin amends Topic 2-E of the staff accounting bulletin series to express the staff's views on the effect of certain de minimis sales by affiliates on compliance with the requirement of Accounting Series Nos. 130 and 135 regarding risk sharing in business combinations accounted for as pooling of interests ................. COMMERCE, CLEARING, HOUSE.v INC., Setting the standard for 75 years 4025 West Peterson Avenue Chicago, Illinois 60646

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