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4 SEC Docket 751 (1974)

handle is hein.journals/secdoc4 and id is 1 raw text is: V ~OLUM APRI L 9, 1974 I,(P W OLELS doCU A WEEKLY COMPILAT:ION OF RELEASES FROM THE SECURITIES AND EXCHANGE COMISIO RELEASES IN THIS ISSUE Securities Act 5473 Securities Exchange Act 10704-07 Public Utility Holding Company Act 18338-52 Investment Company Act 8281-88 Investment Advisers Act 404 Litigation 6291-98 SIGNIFICANT ITEMS This listing does not affect the legal status of any document published in this issue. Enforcement LR-6291 SEC v. Fidelity Registrar & Transfer Co., et al. Registrar and transfer agent for approximately 80 corporations and its president enjoined, upon consent, from further anti-fraud violations in connection with issuance, purchase, sale and pledge of unlawfully issued securities of 8 corporations. LR-6292 Weis Securities, Inc. Former Weis Board Chairman pleads guilty to conspiracy to violate Federal securities laws. Opinions 34-10706 Rules 34-10707 IA-404 First Detroit Securities Corpo- ration, et al. Motion by public interest organ- ization of investors to inter- vene or be heard in broker-dealer proceedings denied. Amendment to Rules 12b-25 and 0-3 - Form 12b-25, adopted Relates to extensions of time for furnishing information. Repeal of Rule 203-3(b), (c), (d) and (e) Relates to annual assessments of investment advisers. SECURITIES ACT SECURITIES ACT OF 1933 Release No. 5473/March 26, 1974 PERMANENT SUSPENSION OF THE REGULATION A EXEMPTION OF DATE-A-SUPERGIRL, INC. The Securities and Exchange Commission order of October 2, 1973, temporarily suspending the Regulation A exemp- tion from registration under the Securities Act of 1933 with respect to a public offering of stock of Date-A-Super- girl, Inc. (Issuer), a Florida corporation, has become permanent. Pursuant to a notification filed on October 10, 1972, Is- suer was to offer 50,000 shares of its common stock at 50-cents per share. According to the order, the Com- mission has reason to believe that: (a) the notification and offering circular contained untrue statement of material facts and omitted to state material facts necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading, particularly with respect to the fact that the notification and offering circular failed to adequately disclose securities sold or to be sold to the underwriter, and that the lump-sum pay- ment due in connection with the sale of its first and only franchise was extended over a three-year period; (b) the terms and conditions of Regulation A have not been met in that the notification did not adequately disclose the jurisdictions in which the securities were to be offered and the Issuer failed to include financial statements of the predecessor partnership as required by paragraph 11 of Schedule 1, (c) the Issuer failed to cooperate in that it did not respond to the staff's comment letter and follow-up requests; and, (d) the offering, if allowed to commence, would have been in violation of Section 17(a) of the Securi- ties Act of 1933, as amended. SECURITIES EXCHANGE ACT SECURITIES EXCHANGE ACT OF 1934 Release No. 10704/March 25, 1974 Admin. Proc. File No. 3-4373 SEC DOCKET/751

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