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3 SEC Docket 1 (1973-1974)

handle is hein.journals/secdoc3 and id is 1 raw text is: ANEL O VM 20, 1973 VOLUME 3, NO. 1 NOEBRdo c e WEEKLY COMPILATION OF RELEASES FROM THE SECURITIES AND EXCHANGE COMMISO RELEASES IN THIS ISSUE Securities Act 5435 Securities Exchange Act 10476-89 Public Utility Holding Company Act 18154-61 Investment Company Act 8035A, 8039A, 8070-77 Litigation 6125-42 SIGNIFICANT ITEMS This listing does not affect the legal status of any document published in this issue. Enforcement 34-10476 Vogel-Lorber of Georgia, Inc. et al. Administrative proceedings order- ed on alleged net capital vio- lations. 34-10481 Provident Securities, Inc., et al. Administrative proceedings order- ed on alleged antifraud, net capi- tal and recordkeeping violations. 34-10487 A. J. White & Company, et al. Administrative proceedings order- ed on alleged antifraud and re- cordkeeping violations. 34-10489 James L. Cody, Inc., et al. Administrative proceedings order- ed on alleged net capital and re- cordkeeping violations. LR-6125 S.E.C. v. LSL Corporation, et al. Complaint filed alleging vio- lations of antifraud and prospectus provisions. LR-6138 S.E.C. v. Goldstein, Samuelson, Inc., et al. Permanent injunction ordered against Goldstein, Samuelson, Inc. and Harold Goldstein in case in- volving commodity options. LR-6142 S.E.C. v. Westgate-California Cor- poration, et al. Permanent injunctions ordered against C. Arnholt Smith and others, Board of Westgate to be reconstituted. SECURITIES ACT SECURITIES ACT OF 1933 Release No. 5435/November 8, 1973 TEMPORARY SUSPENSION OF THE REGULATION B EXEMPTION OF OLYMPIC PETROLUEM COR- PORATION The Securities and Exchange Commission has issued an or- der temporarily suspending the Regulation B exemption from registration under the Securities Act of 1933 with re- gard to the public offering of undivided interests in oil and gas in No. 2 Lloyd M. Wiggins by Olympic Petroleum Cor- poration (Olympic) of Dallas, Texas. Pursuant to an offering sheet filed on March 26, 1973, Olympic offered 65 fractional undivided, non-producing working interests in No. 2 Lloyd M. Wiggins. According to the order, the Commission has reason to believe that the exemption from registration afforded by Regulation B is unavailable because Olympic has not complied with the terms and conditions of Regulation B by, among other things: (1) offering and selling undivided interests in No. 2 Lloyd M. Wiggins prior to the filing of an offering sheet relating to such interests and prior to the effective date of any offering sheet relating to such property; (2) failing to disclose in its offering sheet that the sole owner and control person of Olympic is William R. Cook who was enjoined on September 25, 1970 by the U. S. District Court for the Northern District of Texas, Dallas Division, from further and future violations of the registration and anti-fraud pro- visions of the federal securities laws; and (3) failing to file reports of sales of interests in No. 2 Lloyd M. Wiggins on Form 1-G, as required. By the Commission. George A. Fitzsimmons Secretary SECURITIES EXCHANGE ACT SECURITIES EXCHANGE ACT OF 1934 Release No. 10476/November 6, 1973 SEC DOCKET/1

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