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22 SEC Docket 1 (1981)

handle is hein.journals/secdoc22 and id is 1 raw text is: ,OdOCke 22, No. 1 March 3, 1981 6289 ..... 6291-92 17536-61 ....... 16 21916-22 ....... 70 11619-38 9292-98 287 ....... 80 ....... 115 ....... 118 This listing covers releases issued from 2/13/81-2/19/81 This listing does not affect the legal status of any document published in this issue. SEC DOCKET INDEX VOLUME 15 16 17 18 19 FOUND IN DOCKET VOL. 5 VOL. 5 VOL. 6 VOL. 6 VOL. 6 VOL. 7 VOL. 8 VOL. 9 VOL. 10 VOL. 11 VOL. 12 VOL. 13 VOL. 14 VOL. 15 No. 15 No. 16 No. 3 No. 15 No. 20 No. 8 No. 15 No. 11 No. 11 No. 9 No. 12 No. 11 No. 12 No. 12 VOL. 16 No. 10, p. 647 VOL. 17 No. 7, p. 467 VOL. 18 No. 6, p. 349 VOL. 19 No. 7, p. 529 VOL. 20 No. 9, p. 685 DATED 12/3/74 12/10/74 1/8/75 4/22/75 5/28/75 7/22/75 1/28/76 5/18/76 10/5/76 2/8/77 7/19/77 11/29/77 4/25/78 9/12/78 1/16/79 5/15/79 9/13/79 2/19/80 7/22/80 SIGNIFICANT ITeMS RULES The following releases relate to self-regulatory rule proposals and/or adoptions 34-17536 34-17550 34-17551 33-6289 Adoption of amendments to rules 242 and 252 which provides exemption 33-6291 for limited offers and sales of securi- ties of certain issuers. Adoption of amendments which re- quire certain registrants to report sup- plementary information on the effects of changing prices. 33-6292 Adoption of amendments to Rule 10b-6 which except from application of the rule distribution to employee or shareholder plans sponsored by issu- er or its subsidiaries. 34-17549 Adoption of a rule which provides pro- cedures which certain securities would be designated as qualified for trading in a national market system. 34-17557 Proposed rule which would require all national securities exchanges and registered securities associations and others to forward information on and to maintain a registry of information concerning securities related custom- er complaints. Volume 22, No. 1, March 3, 1981 RELEASES IN THIS ISSUE Page Securities Act ......... Securities Exchange A ct ................. Public Utility Holding Company Act ....... Investment Company A ct ................. Litigation ............. Accounting Series ..... SEC DOCKET/1

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