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19 SEC Docket 1 (1980)

handle is hein.journals/secdoc19 and id is 1 raw text is: 19, doc e VOLUME 19, NO. 1 JANUARY 8, 1980 RELEASES IN THIS ISSUE PAGE Securities Act Securities Exchange Act Public Utility Holding Company Act Investment Company Act Litigation - 6171 .......... 1 - 16443-54 ....... 3 -21347-62 ...... 17 - 10990-02 ...... 43 8957-63 ...... 63 This listing covers releases issued from 12/20/79-12/27/79. This listing does not affect the legal status of any document published in this issue. SEC DOCKET INDEX VOLUME FOUND IN DOCKET I Vol. V, No. 15 II Vol. V, No. 16 III Vol. VI, No. 3 IV Vol. VI, No. 15 V Vol. VI, No. 20 VI Vol. VII, No. 8 VII Vol. VIII, No. 15 VIII Vol. IX, No. 11 IX Vol. X, No. 11 X Vol. XI, No. 9 XI Vol. XII, No. 12 XII Vol. XIII, No. 11 XIII Vol. XIV, No. 12 XIV Vol. XV, No. 12 XV Vol. XVI, No. 10 XVI Vol. XVII, No. 7 XVII Vol. XVIII, No. 6 DATED 12/3/74 12/10/74 1/8/75 4/22/75 5/28/75 7/22/75 1/28/76 5/18/76 10/5/76 2/8/77 7/19/77 11/29/77 4/25/78 9/12/78 1/16/79 5/15/79 9/13/79 SIGNIFICANT ITEMS RULES 34-16443 Adoption of rule requiring clearing agencies to provide securities posi- tion listings to issuers whose securi- ties the clearing agency holds in its name or that of its nominee. SECURITIES ACT OF 1933 SECURITIES ACT OF 1933 Release No. 6171/December 21, 1979 In the Matter of BURLINGHAM UNDERWOOD RETIREMENT PLAN One Battery Park Plaza New York, New York 10004 & LORD (18-65) NOTICE OF FILING OF APPLICATION PURSUANT TO SECTION 3(a)(2) OF THE SECURITIES ACT OF 1933 FOR AN ORDER EXEMPTING FROM THE PROVISIONS OF SECTION 5 OF THE ACT INTER- ESTS OR PARTICIPATIONS ISSUED IN CONNEC- TION WITH THE BURLINGHAM UNDERWOOD & LORD RETIREMENT PLAN NOTICE IF HEREBY GIVEN that Burlingham Under- wood & Lord (the Applicant), a law firm organized as a partnership under the laws of the State of New York, has, by letters dated June 1, 1979, November SEC DOCKET/1

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