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16 SEC Docket 1 (1978-1979)

handle is hein.journals/secdoc16 and id is 1 raw text is: RELEASES IN THIS ISSUE PAGE Securities Act Securities Exchange Act Public Utility Holding Company Act Trust Indenture Act Investment Company Act Investment Advisers Act Litigationi Staff Accounting Bulletin Securities Investor Pro- tection Act - 5989-5991 ....... 1 15283-15292 ...... 6 - 20748 -20760 ...... 25 - 516 ............. 45 - 10454-10466 ...... 45 643-646 ........ 61. - 8577 -8590 ....... 69 - 25 ............. 76 79-80 ......... 79 This listing covers releases issued from 10/27/78 - 11/2/78. This listing does not affect the legal status of any document published in this issue. SEC DOCKET INDEX VOLUME FOUND IN DOCKET DATED I Vol. V, No. 15 12/3/74 II Vol. V, No. 16 12/10/74 III Vol. VI, No. 3 1/8/75 IV Vol. VI, No. 15 4/22/75 V Vol. VI, No. 20 5/28/75 VI Vol. VII, No. 8 7/22/75 VII Vol. VIII, No. 15 1/28/76 VIII Vol. IX, No. 11 5/18/76 IX Vol. X, No. 11 10/5/76 X Vol. XI, No. 9 2/8/77 XI Vol. XII, No. 12 7/19/77 XII Vol. XIII, No. 11 11/29/77 XIII Vol. XIV, No. 12 4/25/78 XIV Vol. XV, No. 12 9/12/78 SIGNIFICANT ITEMS ANNOUNCEMENTS 34-15289 Notice of the Extension of the Lost and Stolen Securities Program's Pilot SECURITIES ACT OF 1933 SECURITIES ACT OF 1933 Release No. 5989/October 31, 1978 In the Matter of SEC DOCKET/1 sec docket VOLUME 16 NO. 1 NOVEMBER 15, 1978 Period, the Redesignation of Securi- ties Information Center, Inc. as the Commission's Designee to Maintain and Operate the Data base of Mis- sing, Lost, Counterfeit or Stolen Securities and the Registration of Certain Institutions subject to Rule 17f-1 ............................. 34-15292 Interpretative Release reflecting the views of the Division of Investment Management regarding the Reporting obligation and filing requirement of certain institutional investment man- agers under the Commission's Re- cently Implemented Institutional Dis- closure Program .................. SAB-25 Publication of Staff Accounting Bulle- tin . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . RULES The following releases relate to self-regulatory organization rule proposals and/or adoptions. 34-15283 34-15291 33-5991 Adoption of an Amendment to the Rules of Practice relating to the Pro- cedure to be followed by the Commis- sion in giving Notice of Proceedings to persons entitled to such notice in stop order cases ...................

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