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15 SEC Docket 1 (1978)

handle is hein.journals/secdoc15 and id is 1 raw text is: RELEASES IN THIS ISSUE PAGE Securities Act - 5937 ..... 1 Securities Exchange Act 14834 - 14860 ..... 3 Public Utility Holding Company Act - 20584 - 20593 ... 66 Investment Company Act - 10275- 10279 ... 79 Litigation 8429- 8435 ... 85 This listing covers releases issued from 6/9/78- 6/15/78. This listing does not affect the legal status of any document published in this issue. SEC DOCKET INDEX VOLUME FOUND IN DOCKET DATED I Vol. V, No. 15 12/3/74 II Vol. V, No. 16 12/10/74 III Vol. VI, No. 3 1/8/75 IV Vol. VI, No. 15 4/22/75 V Vol. VI, No. 20 5/28/75 VI Vol. VII, No. 8 7/22/75 VII Vol VIII, No. 15 1/28/76 VIII Vol. IX, No. 11 5/18/76 IX Vol X, No. 11 10/5/76 X Vol. XI, No. 9 2/8/77 Xl Vol. XII, No. 12 7/19/77 XII Vol. XIII, No. 11 11/29/77 XIII Vol. XIV, No. 12 4/25/78 SIGNIFICANT ITEMS ANNOUNCEMENTS 34-14853 Commission announced that Farm Credit Investment Bonds issued by the thirteen Banks for Cooperatives have been designated exempted securities under the Securities Exchange Act of 19 3 4 . .. . . . . . . . . . . . . . . . . . . . . . . .. . . 34-14854 Commission authorized the Special Study of Options Markets to invite public comments concerning numer- ous issues relating to the structure of the standardized options markets (File S7-744 comments by 8/21/78) ....... RULES 34-14852 Adoption of rule and form governing the reporting requirements of institu- tional investment managers exercising investment discretion over accounts having in the aggregate more than $100,000,000 in exchange-traded or NASDAQ-quoted equity securities. Effective 7/31/78 .................. The following rules relate to self-regulatory organi- zation rule proposals and/or adoptions. 34-14835 34-14840 34-14841 34-14842 34-14843 34-14844 34-14849 34-14855 34-14856 34-14858 SECURITIES ACT OF 1933 SECURITIES ACT OF 1933 Release No. 5937/June 15, 1978 In the Matter of PARKER, MILLIKEN, CLARK & O'HARA 333 South Hope Street Los Angeles, CA 90071 (18-7) SEC DOCKET/1

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