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118 SEC Docket 3535 (2019)

handle is hein.journals/secdoc139 and id is 1 raw text is: SEC DOCKET Volume 1 1 8, Issue No. 13 October 22, 2019 Releases in this Volume Release No. Page Securities Act of 1933: 10455-10457* .......................... 3537 Securities Exchange Act of 1934: 82628-82685* .................. 3539 Administrative Proceedings: 5568-5579........................ 3713 Investment Advisers Act of 1940: 4852---4856 ..................... 3717 Investment Company Act of 1940: 33000-33004 .................. 3719 Initial Decisions (AU): 1233 .............................. 3721 litigation Releases: 24042 ................................... 3726 Privacy Act: 53-54 ........................................ 3726 This listing covers releases issued February 5, 2018 - February 9, 2018. * Amendments to releases 33-10456, and 34-82656 appear in the listings below. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-82628 34-82629 34-82631 34-82635 34-82636 34-82637 34-82638 34-82640 34-82641 34-82642 34-82643 34-82644 34-82645 34-82646 34-82647 34-82648 34-82649 34-82650 34-82652 34-82653 34-82654 34-82655 34-82657 34-82658 34-82659 34-82660 34-82661 34-82662 34-82663 34-82664 34-82665 34-82666 34-82669 34-82670 34-82671 34-82672 34-82673 34-82674 34-82675 34-82676 34-82678 34-82684 Walters Kluwer 2700 Lake Cook Road, Riverwoods, IllInois, 60015 800 344 3734 www.WoltersKluwerLR.com . Wolters Kluwer

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