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118 SEC Docket 1 (2019)

handle is hein.journals/secdoc138 and id is 1 raw text is: SEC DOCKET Volume 118, Issue No. 1 July 30, 2019 Releases in this Volume Release No. Page Securities Act of 1933: 10436-10437 .............................. 3 Securities Exchange Act of 1934: 82053-82116 ..................... 8 Accounting and Auditing Enforcement Release: 3906-3907 ........... 280 Administrative Proceedings: 5225-5233......................... 280 Investment Advisers Act of 1940: 4810 ........................... 285 Investment Company Act of 1940: 32899 .......................... 286 Initial Decisions (AU): 1225-1226 ............................ 288 Litigation Releases: 23984-23991 ............................. 297 This listing covers releases issued November 13, 2017 - November 17, 2017. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-82053 34-82055 34-82056 34-82057 34-82058 34-82059 34-82060 34-82061 34-82062 34-82063 34-82064 34-82065 34-82066 34-82067 34-82068 34-82071 34-82074 34-82075 34-82076 34-82077 34-82078 34-82080 34-82081 34-82082 34-82083 34-82084 34-82085 34-82086 34-82087 34-82088 34-82090 34-82094 34-82095 34-82097 34-82098 34-82099 34-82100 34-82101 34-82102 34-82105 34-82107 34-82108 34-82109 34-82111 34-82112 34-82113 34-82114 34-82115 34-82116 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 800 344 3734 www.WoltersKluwerLR.com ,-. Wolters Kluwer

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