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117 SEC Docket 2567 (2019)

handle is hein.journals/secdoc137 and id is 1 raw text is: SEC DOCKET Volume 117, Issue No. 1 3 May 28, 2019 Releases in this Volume Release No. Securities Act of 1933: 10415 ........................ Securities Exchange Act of 1934: 81641-81693 ........ Accounting and Auditing Enforcement Release: 3897-3899 Administrative Proceedings: 5057-5087............. Investment Advisers Act of 1940: 4772-4773 ........... Investment Company Act of 1940: 32820-32831 *... Page ..........2569 .......... 2571 .......... 2709 .......... 2709 .......... 2722 .......... 2734 Initial Decisions (AU): 1176-1181 ...................... Litigation Releases: 23936-23942 ...................... * The amendment to release IC-32802 appears in the listings below. This listing covers releases issued September 18, 2017 - September 22, 2017. ..... 2758 ..... 2768 This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-81641 34-81651 34-81662 34-81671 34-81680 34-81686 34-81642 34-81652 34-81667 34-81672 34-81681 34-81644 34-81654 34-81668 34-81675 34-81682 34-81646 34-81655 34-81670 34-81676 34-81683 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 800 344 3734 www.WoltersKluwerLR.com O.Wolters Kluwer We regret any inconvenience that was caused to you by not receiving your report in a timely manner. On Monday May 6, we started seeing technical anoma- lies in a number of our platforms and applications. As a precaution we decided to take several Wolters Kluwer products and systems down. This included applica- tions used to publish reporters. Our Editorial staff has continued to collect and cover all current developments, Which are included in this report issue. Thank you for your patience and loyalty through this challenging period; we truly appreciate it.

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