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115 SEC Docket 1 (2018)

handle is hein.journals/secdoc133 and id is 1 raw text is: 




                 SEC DOCKET


                            Volume 115, Issue No. 13
                                August 7, 2018

                           Releases  in this Volume
    Release No.                                                      Page
    Securities Act of 1933: 10266-10273...........................4307
    Securities Exchange Act of 1934: 79524-79587 ..................   4340
    Administrative Proceeding: 4430-4460 ........................ 4561
    Investment Advisers Act of 1940: 4587-4590 ....................   4575
    Investment Company Act of 1940: 32389-32394  ..................   4579
    Initial Decisions (AU 1087-1091  ............................ 4595
    litigation Release: 23702 ................................... 4649
This listing covers releases issued December 12, 2016 - December 16, 2016.
    This listing does not affect the legal status of any document published in this issue.
    The following releases relate to self-regulatory organization rule proposals and/or
adoptions:
34-79524            34-79525           34-79526            34-79527
34-79528            34-79530           34-79531            34-79532
34-79533            34-79534           34-79535            34-79536
34-79537            34-79538           34-79539            34-79540
34-79541            34-79545           34-79546            34-79547
34-79548            34-79549           34-79550            34-79551
34-79552            34-79554           34-79555            34-79556
34-79557            34-79558           34-79559            34-79560
34-79561            34-79562           34-79563            34-79564
34-79565            34-79570           34-79582            34-79583
34-79584            34-79585           34-79586            34-79587













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