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115 SEC Docket 1 (2018)

handle is hein.journals/secdoc132 and id is 1 raw text is: SEC DOCKET Volume 115, Issue No. 1 May 15, 2018 Releases in this Volume Release No. Page Securities Act of 1933: 10217-10220 ............................ 3 Securities Exchange Act of 1934: 78869-78927 ...... ..............15 Trust Indenture Act of 1939: 2512 .............................. 181 Accounting and Auditing Enforcement Release: 3802-3805 ........... 181 Administrative Proceeding: 4166-4190 ......................... 181 Investment Advisers Act of 1940: 4531-4535 ..................... 192 Investment Company Act of 1940: 32265-32281 ................... 198 litigation Release: 23647-23653 ............................. 210 This listing covers releases issued September 19, 2016 - September 23, 2016. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-78874 34-78882 34-78885 34-78886 34-78887 34-78888 34-78892 34-78893 34-78907 34-78908 34-78909 34-78912 34-78913 34-78914 34-78915 34-78916 34-78917 34-78918 34-78919 34-78920 34-78925 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, IllInois, 60015 $ .Wolters Kluwer 800 344 3734 www.WoltersKluwerLR.com

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