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114 SEC Docket 1 (2018)

handle is hein.journals/secdoc131 and id is 1 raw text is: SEC DOCKET Volume 114, Issue No. 13 March 13,2018 Releases in this Volume Release No. Page Securities Act of 1933: 10115-10117 ......................... 4075 Securities Exchange Act of 1934: 78399-78448 ................... 4100 Accounting and Auditing Enforcement Release: 3792-3793 .......... 4285 Administrative Proceeding: 4019-4030 ........................ 4285 Investment Advisers Act of 1940: 4463-4467 .................... 4296 Investment Company Act of 1940: 32190-32200 .................. 4297 Initial Decision (AU): 1040-1042 ............................ 4316 Litigation Release: 23600-23609 ............................ 4326 This listing covers releases issued July 25, 2016 - July 29, 2016. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-78403 34-78404 34-78405 34-78406 34-78407 34-78408 34-78414 34-78415 34-78416 3478419 34-78420 34-78421 34-78422 34-78423 34-78424 34-78425 34-78426 34-78427 34-78428 34-78431 34-78432 34-78433 34-78435 34-78436 34-78437 34-78438 34-78442 34-78443 34-78444 34-78445 34-78446 34-78447 34-78448 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 .Wolters Kluwer 800 344 3734 www.WoltersKluwerLR.com

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