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114 SEC Docket 1 (2017-2018)

handle is hein.journals/secdoc129 and id is 1 raw text is: SEC DOCKET Volume 114, Issue No. 1 December 19, 2017 Releases in this Volume Release No. Page Securities Act of 1933: 10075-10077............................. 3 Securities Exchange Act of 1934: 77752-77782 .............. ......37 Accounting and Auditing Enforcement Release: 3773 ................. 294 Administrative Proceeding: 3816-3829 ......................... 294 Investment Advisers Act of 1940: 4381-4383 ..................... 299 Investment Company Act of 1940: 32100-32108 ................... 299 Initial Decisions (AU): 1007 .................................. 324 Litigation Release: 23527-23534 ............................. 326 This listing covers releases issued May 2, 2016 - May 6, 2016. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-77752 34-77754 34-77758 34-77765 34-77769 34-77770 34-77771 34-77777 34-77778 34-77780 34-77781 34-77782 Wolters Kluwe 2700 Lake Cook Road, Riverwoods, IllInois, 60015 800 344 3734 www.WoltersKluwerLR.com 0.Wolters Kluwer

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