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112 SEC Docket 1 (2017)

handle is hein.journals/secdoc125 and id is 1 raw text is: SEC DOCKET Volume 112, Issue No. I February 28, 2017 Releases in this Volume Release No. Page Securities Act of 1933: 9870-9873 ............................... 3 Securities Exchange Act of 1934: 75522-75583 .................... 14 Accounting and Auditing Enforcement Release: 3672 ................. .165 Administrative Proceedings: 2974-3001........................... 165 Investment Advisers Act of 1940: 4147-4152 ....................... 178 Investment Company Act of 1940: 31726-31733 ................... 181 Initial Decisions (AIJ): 840-846................................190 Litigation Releases: 23312-23313..............................225 This listing covers releases issued July 27, 2015 - July 31, 2015. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-75528 34-75529 34-75530 34-75533 34-75534 34-75535 34-75536 34-75540 34-75541 34-75547 34-75548 34-75550 34-75554 34-75555 34-75556 34-75557 34-75558 34-75559 34-75560 34-75561 34-75566 34-75567 34-75568 34-75569 34-75570 34-75578 34-75581 34-75582 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 800 344 3734 wolterskluwerlb.com @.Wo ters Kluwer

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