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109 SEC Docket [1] (2016)

handle is hein.journals/secdoc120 and id is 1 raw text is: SEC DOCKET Volume 109, Issue No. 13 March 8, 2016 Releases in this Volume Release No. Page Securities Act of 1933: 9635 ................................... 3411 Securities Exchange Act of 1934: 72924-72949* .................. 3418 Accounting and Auditing Enforcement Release: 3578-3578A ......... 3793 Administrative Proceeding: 1728-1748 ......................... 3793 Investment Advisers Act of 1940: 3906 ........................... 3803 Investment Company Act of 1940: 31224-31236* .................. 3847 Initial Decision: 660 ......................................... 3856 Litigation Release: 23075 ..................................... 3861 * Amendments to releases 34-72938, AAER-3578, and IC-31184 appear in the listings below. This listing covers releases issued August 25, 2014 - August 29, 2014. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-72932 34-72933 34-72937 34-72941 34-72942 34-72943 34-72944 34-72945 34-72946 34-72949 Wolters Kluwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 800 344 3734 wolterskluwerlb.com VWolters K[uwer

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