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12 SEC Docket 1 (1977)

handle is hein.journals/secdoc12 and id is 1 raw text is: RELEASES IN THIS ISSUE Securities Act Securities Exchange Act Public Utility Holding Company Act Trust Indenture Act Investment Company Act Investment Advisers Act Accounting Series Release Litigation This issue covers releases 4/21/77 PAGE 5821-23 ...... 13447-57 ....... 19987-95 .. .... 467 ...... .. 9724-31 .... .. 581 .... .. 212 ........ 7874-85 ..... issued from 4/15/77 This listing does not affect the legal status of any document published in this issue. SEC DOCKET INDEX VOLUME FOUND IN DOCKET Vol. V, No. 15 Vol. V, No. 16 Vol. VI, No. 3 Vol. VI, No. 15 Vol. VI, No. 20 Vol. VII, No. 8 Vol. VIII, No. 15 Vol. IX, No. 11 Vol. X, No. 11 Vol. XI, No. 9 DATED 12/3/74 12/10/74 1/8/75 4/22/75 5/28/75 7/22/75 1/28/76 5/18/76 10/5/76 2/8/77 SIGNIFICANT ITEMS ANNOUNCEMENT 33-5821 General instruction to short form registra- tion statement to indicate it is not avail- able for certain foreign private issuers and summary prospectus requirements to permit inclusion of certain statements of income. Also, an amendment for general instructions and undertaking certain in- forrr-ation which is required to be publicly disseminated. 33-5822 Proposal to amend Rule 146 under the 1933 Act to require issuers to file reports of offerings made in reliance upon the rule. Comment period ends June 30, 1977 File No. S7-688 33-5823 Proposed rules would replace the exist- ing Article 9 of Regulation S-X with a new article which will contain specific require- ments as to form and content for con- solidated and unconsolidated financial statements of bank holding companies and banks. Comment period ends July 1, 1977 File No. S7-689. 34-13455 Alert to Issuers of Publicly Held Securi- ties Release on billing of corporations for unrequested services involving dis- tribution of corporate reports. RULES The following rules relate to self-regulatory organiza- tion rule proposals and/or adoptions. 34-13450 34-13452 34-13456 IA-581 Extension of Temporary Exemption from the Investment Advisers Act for Certain Brokers and Dealers. SEC DOCKET/1

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