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109 SEC Docket 1 (2015-2016)

handle is hein.journals/secdoc119 and id is 1 raw text is: SEC DOCKET Volume 109, Issue No. I December 15, 2015 Releases in this Volume Release No. Securities Act of 1933: 9592-9596 ........................... Securities Exchange Act of 1934: 72286-72345 ................ Accounting and Auditing Enforcement Release: 3556 .............. Administrative Proceeding: 1477-1498 ....................... Investment Advisers Act of 1940: 3842-3845 ................... Investment Company Act of 1940:31066-31072 ................ Initial Decision: 607- 609 .................................. Page .... 3 .... 18 ... 169 .. 169 ... 183 ... 183 ... 221 Litigation Release: 23011-23015 ............................... 230 This listing covers releases issued June 2, 2014 - June 6, 2014. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-72288 34-72291 34-72292 34-72294 34-72297 34-72298 34-72299 34-72300 34-72302 34-72305 34-72306 34-72307 34-72308 34-72309 34-72311 34-72312 34-72313 34-72314 34-72324 34-72325 34-72326 34-72327 34-72328 34-72329 34-72330 34-72331 34-72332 34-72332A 34-72333 34-72336 34-72342 34-72343 34-72344 . The amendment to release 34-72332 appears in the listings below. Wolters Kluwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 800 344 3734 wolterskluwerlb.com SoWotters K[uwer

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