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108 SEC Docket 1 (2015)

handle is hein.journals/secdoc118 and id is 1 raw text is: SEC DOCKET Volume 108, Issue No. 13 October 13, 2015 Releases in this Volume Release No. Page Securities Act of 1933: 9572-9574 .............................2679 Securities Exchange Act of 1934: 71883-71937* ................. 2698 Accounting and Auditing Enforcement Release: 3548-3549 .......... 2856 Administrative Proceeding: 1361-1372 ........................ 2857 Investment Advisers Act of 1940: 3811-3817 .................... 2861 Investment Company Act of 1940: 31008-31013 ................. 2863 Initial Decision: 585-586 .................................. 2892 litigation Release: 22966-22972 ............................ 2896 * The amendment to release 34-71914 appears in the listings below. This listing covers releases issued April 7, 2014 - April 11, 2014. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-71883 34-71884 34-71886 34-71887 34-71888 34-71889 34-71890 34-71891 34-71892 34-71893 34-71894 34-71895 34-71897 34-71898 34-71899 34-71900 34-71901 34-71902 34-71906 34-71909 34-71910 34-71911 34-71912 34-71913 34-71914 34-71914A 34-71915 34-71917 34-71918 34-71919 34-71920 34-71925 34-71927 34-71931 34-71932 34-71933 34-71934 34-71935 34-71936 Wolters Kluwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 .Wolters Kluwer 8003443734 wolterskluwerlb.com

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