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108 SEC Docket 1 (2015)

handle is hein.journals/secdoc117 and id is 1 raw text is: SEC DOCKET Volume 108, Issue No. 1 July 21, 2015 Releases in this Volume Release No. Page Securities Act of 1933: 9509-9514 ............................... 3 Securities Exchange Act of 1934: 71288-71354 ..................... 16 Accounting and Auditing Enforcement Release: 3528-3529 ........... 184 Administrative Proceeding: 1162-1183 .......................... 185 Bank Holding Company Act of 1956:2 ............................. 196 Investment Advisers Act of 1940: 3753-3759 ...................... 204 Investment Company Act of 1940: 30854-30886 ................... 204 Initial Decision: 551- 552 ..................................... 247 Litigation Release: 22903-22906 ............................... 253 This listing covers releases issued January 13, 2014 - January 17, 2014. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-71293 34-71294 34-71295 34-71296 34-71297 34-71299 34-71303 34-71309 34-71310 34-71311 34-71312 34-71324 34-71325 34-71326 34-71327 34-71329 34-71330 34-71331 34-71332 34-71341 34-71342 34-71343 34-71344 34-71345 34-71346 34-71347 34-71349 34-71350 34-71351 34-71352 34-71353 Wolters Kluwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 Wolters Kiuwer 800 344 3734 wolterskluwerlb.com

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