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105 SEC Docket 1 (2013)

handle is hein.journals/secdoc111 and id is 1 raw text is: SEC DOCKET Volume 105, Issue No. 1 August 26, 2013 Releases in this Volume Release No. Securities Act of 1933:9368-9369 ................. Securities Exchange Act of 1934: 67717A ............ Securities Exchange Act of 1934: 68249-68284 ...... Investment Advisers Act of 1940: 3502-3505 ........ Investment Company Act of 1940: 30265-30278 ...... litigation: 22532-22541 ...................... Administrative Proceedings Rulings: 731 ............. This listing covers releases issued from 11/16/2012-11/22/2012 Page .... ...... . .. . 3 ........... 11 ........... 11 .......... . 106 ........... . 114 .......... . 126 ........... . 132 SIGNIFICANT ITEMS FINAL RULES 34-67717A S742-10 IC-30268 S7-07-11 Disclosure of Payments by Resources Extraction Issuers Purchase of Certain Debt Securities by Business and Industrial Development Companies Relying on an Investment Company Act Exemption This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-68252 34-68257 34-68263 34-68269 34-68274 34-68281 34-68253 34-68260 34-68265 34-68270 34-68276 34-68282 34-68254 34-68261 34-68267 34-68271 34-68279 34-68283 34-68255 34-68262 34-68268 34-68272 34-68280 Wolters Kluwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 800 344 3734 woltersiduwerlb.com *.Wolters Kluwer Law & Business

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