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102 SEC Docket 1 (2012)

handle is hein.journals/secdoc107 and id is 1 raw text is: CCH CCH SEC DOCKET Volume 102, Issue No. 1 June 11, 2012 Releases in this Volume Release No. Page Securities Act of 1933: 9262-9263 .............................. 3 Securities Exchange Act of 1934: 65385-65442 ....................14 Investment Advisers Act of 1940: 3287-3294 ..................... 170 Investment Company Act of 1940: 29821-29825 .................. 175 Litigation: 22102-22110 ................................... 186 Accounting and Auditing Enforcement: 3323-3324 ................. 192 Administrative Proceeding: 681 ................................ 192 Initial Decision: 433-434 ................................... 193 This listing covers releases issued from 9/23/2011-9/29/2011. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS PROPOSED RULE 34-65385 Consolidation of the Office of the Executive Director With the Office of the Chief Operating Officer INITIAL DECISION ID-433 Citizens Capital Corp. The initial decision may be appealed to the Commission. ID-434 Michael C. Pattison, CPA The initial decision may be appealed to the Commission. The following releases relate to self-regulatory organization Rule proposals and/or adoptions: 34-65386 34-65387 34-65388 34-65389 34-65393 34-65394 34-65395 34-65396 CCH INCORPORATED 4025 W. Peterson AM., Chicago, IL 60646-6085 1 800 449 6435 http://www.cch.com A WoltersKluwer Company Wolters Kluwer Law & Business

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