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101 SEC Docket 1 (2012)

handle is hein.journals/secdoc105 and id is 1 raw text is: CCHO

CCH SEC DOCKET

Volume 101, Issue No. 1
January, 16 2012
Releases in this Volume
Release No.
Securities Act of 1933: 9205-9206 .................
Securities Exchange Act of 1934: 64416-64481 ........
Investment Advisers Act of 1940: 3197-3201 ..........
Investment Company Act of 1940: 29665-29668 .......
Litigation: 21961-21965 ........................
Accounting and Auditing Enforcement: 3278-3279 .......
Administrative Proceeding: 672 .....................
This listing covers releases issued from 5/6/2011-5/12/2011.
SIGNIFICANT ITEMS
PROPOSED Rule; Notice of intent to issue order
IA-3198       Investment Advisers Performance Compensation

34-64481        Gremo Investme
The following releases relate
adoptions:
34-64418           34-64419
34-64422           34-64423
34-64426           34-64427
34-64430           34-64431
34-64434           34-64435
34-64439           34-64440
34-64445           34-64446
34-64452           34-64453
34-64457           34-64463
34-64466           34-64470
34-64478           34-64480

Page
. . .. . . .. . . . .  3
............  7
........... 222
...........  234
........... 238
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...........  241

nts, Inc.
to self-regulatory organization Rule proposals and/or

34-64420
34-64424
34-64428
34-64432
34-64436
34-64441
34-64447
34-64454
34-64464
34-64475

34-64421
34-64425
34-64429
34-64433
34-64437
34-64444
34-64451
34-64455
34-64465
34-64476

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