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100 Nos. 11-20 SEC Docket 1753 (2011-2012)

handle is hein.journals/secdoc104 and id is 1 raw text is: CCHO CCH SEC DOCKET Volume 100, Issue No. 11 - Part 1 October 31, 2011 Releases in this Volume Release No. Page Securities Act of 1933: 9 192-9194 ............................. 1755 Securities Exchange Act of 1934: 63965-64002 ................... 1788 This listing covers releases issued from 2/25/2011-3/3/2011. 33-9194 Solicitation of comments on Regulatory Flexibility Agenda and Rules Scheduled for Review. The Agenda is a general announcement to the public intended to provide advance notice of rulemaking actions which may have a significant economic impact on a substantial number of small entities. S7-09-11. The Regulatory Flexibility Agenda will be published in a later issue of the SEC Docket. The listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS PROPOSED RULES 33-9193 References to Credit Ratings in Certain Investment S7-7-11 Company Act Rules and Forms The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-63966 34-63967 34-63968 34-63969 34-63970 34-63971 34-63972 34-63973 34-63974 34-63975 34-63976 34-63977 34-63978 34-63979 34-63981 34-63983 34-63984 34-63985 34-63986 34-63988 34-63989 34-63996 34-63997 34-63998 34-63999 34-64002 CCH INCORPORATED Wolters K wer 4025 W. Peterson Ave., Chicago, IL 60646-6085 L Law & Business 1 800 A9 6435 http://www.cch.com A WoltersKluwer Company

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