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99 Nos. 11-20 SEC Docket 1809 (2011)

handle is hein.journals/secdoc102 and id is 1 raw text is: CCH' CCH SEC DOCKET Volume 99, Issue No. 11 June 6, 2011 Releases in this Volume Release No. Page Securities Act of 1933: 9150-9152 ..................... 1811 Securities Exchange Act of 1934: 63065-63110* .......... 1832 Investment Advisers Act of 1940: 3098 .................... 2015 Investment Company Act of 1940: 29460-29462 ........... 2029 Litigation: 21692-21694 ........................... 2029 Accounting and Auditing Enforcement: 3197 ............... 2031 This listing covers releases issued from 10/8/2010-10/14/2010. * See Docket Volume 99 No.10 for release no. 34-63072 The listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS PROPOSED RULES 33-9150 S7-26-10 34-63093 S7-27-10 34-63107 S7-27-10 IA-3098 S7-25-10 FINAL RULES 33-9151 S7-10-09 33-9152 S7-14-08 Issuer Review of Assets in Offerings of Asset Backed Securities Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Clearing Agencies, Security-Based Swaps Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC Family Offices Facilities Shareholder Director Nominations INDEXED Annuities CCH INCORPORATED 4025 W. Peterson Ave., Chicago, IL 60646-6085 1 800 449 6435 http://www.cch.com A WoltersKluwer Company Wolters Kluwer Law & Business

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