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98 Nos. 11-20 SEC Docket 1743 (2011)

handle is hein.journals/secdoc100 and id is 1 raw text is: CCH' CCH SEC DOCKET Volume 98, Issue No. 1 1 January 10, 2011 Releases in this Volume Release No. Page Securities Exchange Act of 1934: 62147-62190 ................... 1745 Investment Advisers Act of 1940: 3028-3032 .................... 2001 Investment Company Act of 1940: 29272-29288 ................. 2004 Litigation: 21528-21539 .................................. 2009 Administrative Proceedings Rulings: 651-652 .................... 2016 This listing covers releases issued from 5/21/2010-5/27/2010. The listing does not affect the legal status of any document published in this issue. SIGNIFCANT ITEMS PROPOSED RULE 34-62174 Co S7-11-10 nsolidated Audit Trail FINAL RULE AND INTERPRETATION 34-62184A Amendment to Municipal Securities Disclosure S7-15-09 John M.E. Saad The following releases relate to self-regulatory organization adoptions: 34-62147 34-62148 34-62151 34-62155 34-62156 34-62157 34-62159 34-62160 34-62161 34-62168 34-62169 34-62170 34-62176 34-62177 34-62179 34-62812 34-62183 34-62187 34-62190 CCH INCORPORATED 4025 W. Peterson Ave., Chicago, IL 60646-6085 1 800 449 6435 http://www.cch.com A WoltersKluwer Company rule proposals and/or 34-62152 34-62158 34-62167 34-62175 34-62181 34-62188 Wolters Kiuwer Law & Business OPINION 34-62178

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