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35 J. Fam. Violence 1 (2020)

handle is hein.journals/jfamv35 and id is 1 raw text is: Journal of Family Violence (2020) 35:1-13
https://doi.org/10.1007/si0896-019-00074-y
ORIGINAL ARTICLE
Check fo'r
Preventing Infant Maltreatment with Predictive Analytics: Applying
Ethical Principles to Evidence-Based Child Welfare Policy
Paul Lanier 1'23  - Maria Rodriguez4 - Sarah Verbiest2,s - Katherine Bryant2,5 - Ting Guan' - Adam Zolotor3,6
Published online: 7 June 2019
C Springer Science+Business Media, LLC, part of Springer Nature 2019
Abstract
Infant maltreatment is a devastating social and public health problem. Birth Match is an innovative policy solution to prevent
infant maltreatment that leverages existing data systems to rapidly predict future risk through linkage of birth certificate and child
welfare data then initiate a child protection response. Birth Match is one example of child welfare policy that capitalizes on recent
advances in computing technology, predictive analytics, and algorithmic decision making. We apply frameworks from business
and computer science as a case study in ethical decision-making in child welfare policy. Current Birth Match policy applications
appear to lack key aspects of transparency and accountability identified in the frameworks. Although technology holds promise to
help solve intractable social problems such as fatal infant maltreatment, the decision to deploy such policy innovations must
consider ethical questions and tradeoffs. Technological advances hold great promise for prevention of fatal infant maltreatment,
but numerous ethical considerations are lacking in current implementation and should be considered in future applications.
Keywords Family violence - Child welfare - Infants, decision making

Algorithms and the data that drive them are designed
and created by people - There is always a human ulti-
mately responsible for decisions made or informed by
an algorithm. The algorithm did it is not an accept-
able excuse if algorithmic systems make mistakes or
have undesired consequences, including from
machine-learning processes.
W Paul Lanier
planier@unc.edu
School of Social Work, University of North Carolina at Chapel Hill,
Chapel Hill, NC, USA
2   Jordan Institute for Families, University of North Carolina at Chapel
Hill, Chapel Hill, NC, USA
3  Injury Prevention Research Center, University of North Carolina at
Chapel Hill, Chapel Hill, NC, USA
4   Silberman School of Social Work, Hunter College, New York
City, NY, USA
s  Center for Maternal and Infant Health, University of North Carolina
at Chapel Hill, Chapel Hill, NC, USA
6   School of Medicine, Department of Family Medicine, University of
North Carolina at Chapel Hill, Chapel Hill, NC, USA

-Fairness, Accountability, and Transparency in
Machine Learning (FAT/ML) ethical premise
Introduction
Similar to most sectors of government in the United States, the
public child welfare system (CWS) is investing in the use of
new technology and shifting toward data-driven, computer-
powered policy and practice. Over the past decade, greater
availability of big data and high-speed machine learning
and computing has fostered the perception that technology
can help solve some of the wicked child welfare problems
(i.e., persistent problems that defy ordinary solutions;
Chouldechova et al. 2018; de Haan and Connolly 2014;
Kulkarni et al. 2016; Russell 2015). Increased use of data
and computing technology signals at least two major shifts
or innovations in child welfare policy and practice. First, the
value of clinical prediction based on individual experience and
training is replaced by an increasing availability of mathemat-
ical actuarial prediction and judgement (Brauneis and
Goodman 2018, p. 111). In other words, the numerous human
decision points involved in child welfare services are increas-
ingly informed by, and in some cases determined by, computer

t Springer

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