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13 Duq. Bus. L.J. [i] (2011)

handle is hein.journals/duqbuslr13 and id is 1 raw text is: DUQUESNE BUSINESS LAW JOURNAL Volume 13 Winter 2011 Number 1 @ DUQUESNE UNIVERSITY, 2010-2011 Articles The Fix Is In: Can the Asymmetric Condition of Regulatory Oversight in the U.S. Capital Markets Be Corrected? James W. Rathz .......................... ................. 1 Impact of the Dodd-Frank and Registration Act of 2010 on Investment Advisers James F. Koehler, Esq. and P. Wesley Lambert, Esq. .......... 29 Comments The Dodd-Frank Wall Street Reform and Consumer Protection Act: A Missed Opportunity to Rein in Too-Big-To-Fail Banks Christian Evans .................................... 43 The Shareholder Bill of Rights: Major Reform or Minor Adjustment? David Tomaselli .................................... 59 Case Notes The Transactional Test Replaces the Conduct and Effects Test when Determining the Extraterritorial Reach of Private Rights of Action Pursuant to Section 10(b) of the Securities Exchange Act of 1934: Robert Morrison, et al. v. National Australia Bank Ltd. Lauren Macias .....................................75 The Third Circuit Declines to Recognize the Fraud Created the Market Theory as a Means of Presuming Reliance in Class Action Securities Fraud Cases: Malack v. BDO Seidman, LLP Jesse Krueger ................................. ..... 93

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