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42 Aust. & N.Z. J. Criminology 1 (2009)

handle is hein.journals/anzjc42 and id is 1 raw text is: 



Articles


Intersections Between In-Court Procedures

and the Production of Guilty Pleas

Sharyn Roach Anleu and Kathy Mack
Flinders University, Australia



        n Australia (as elsewhere) most criminal defendants plead guilty and do
        not contest the charges at trial. Our research suggests that guilty pleas
        can result from an intersectional process, in which in-court events inter-
        act with out-of-court activities and discussions. This article draws on an
        observational study of criminal matters in Australian lower courts. It
        examines the early stages of in-court proceedings, in particular the ways
        in which the judicial officer's - here the magistrate - decisions about
        adjournments, contribute to and are driven by the guilty plea production
        process.While Australian magistrates and judges have no direct role in or
        even knowledge of the substance of plea or charge bargaining, they can
        influence the circumstances for a prompt guilty plea.

        Keywords: adjournments, courts, guilty pleas, magistrates

In Australia (as elsewhere), most criminal defendants plead guilty and do not
contest the charges at trial (Baldwin & McConville, 1977, 1979; Mack &  Roach
Anleu, 1995; Mather, 1974, 1979; Sentencing Advisory Council  [Victoria], 2007).
The key active role of the judge or magistrate is to sentence the defendant. In many
jurisdictions, at least two-thirds of defendants, and often more, are sentenced
following a plea of guilty (Australian Bureau of Statistics, 2008, pp. 14, 26). While
Australian magistrates and judges have no direct role in or even knowledge of the
substance of plea or charge bargaining, they are aware that a contested criminal trial
is unusual. This article demonstrates the ways in which they can facilitate the
production of a guilty plea without direct intervention, thus preserving the princi-
ples of judicial neutrality and the voluntariness of the guilty plea.
   Defendants  plead guilty for a variety of reasons, including: to benefit from any
sentence discount, a sense of guilt or remorse, wanting to get the matter out of the
way, shame, or a desire to protect another person. Guilty pleas may occur with or
without legal advice. Plea negotiations between the prosecutor and a defendant's
legal representative may result in reduced or different charges to which the defen-
dant will plead guilty. The most frequent type of plea bargaining in Australia is
discussions between defence and prosecution resulting in a charge reduction, which
usually occur in the defendant's absence and outside the format court proceedings


Address for correspondence: Sharyn Roach Anleu, PO Box 2100, Adelaide SA 5001,
Australia. E-mail: judicial.research@flinders.edu.au


THEAUSTRALIAN  AND NEW  ZEALAND  JOURNAL OF CRIMINOLOGY
VOLUME 42 NUMBER I 2009 PP 1-23

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