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813 Off. Gaz. Pat. Office 1 (1965)

handle is hein.intprop/uspagaz0550 and id is 1 raw text is: U.S. DEPARTMENT OF COMMERCE
OFFICIAL GAZETTE of the UNITED STATES PATENT OFFICE

April 6, 1965

Volume 813

Number 1

PATENTS
NOTICES

Board of Appeals Decisions Rendered in the Month of
February 1965
Examiner affirmed ---------------------------------333
Examiner affirmed in part ---------------------------45
Examiner reversed ---------------------------------95
Total --------------------------------------473
Informal Applications of Foreign Applicants
This Notice Is of special interest to attorneys and agents
prosecuting applications on inventions originating abroad.
Many applications filed in this Office correspond in form
and substance to the requirements (regulations) of countries
foreign to the United States. Since they were not originally
drafted to comply with our Rules of Practice, especially those
based on 35 U.S.C. 112, the first examination cannot be the
full and complete one contemplated under current examining
procedures. This first examination is necessarily limited, un-
der MPEP 702.01, to pointing out the informalities and citing
the results of a search, the search being based upon the inven-
tion so far as it can be understood from the foreign type of
claims, often coupled with a somewhat generalized disclosure.
Since U.S. Patent Office policy is to accord equal treatment
to all cases regardless of origin, current examining procedures,
as explained in the address reprinted in 803 O.G. 893, subject
these applications to final determination on the second action.
It is obviously to applicant's advantage to file the applica-
tion with an adequate disclosure and with claims which con-
form to U.S. Patent Office usages and requirements. This
should be done whenever possible. If, however, due to the
pressure of a Convention deadline or other reasons, this is
not possible, applicants are urged to submit promptly, pref-
erably within three months alter filing, a preliminary amend-
ment which corrects the obvious informalities. The infor-
malities should be corrected to the extent that the disclosure
is readily understood and the claims to be initially examined
are in proper form, particularly as to dependency, and other-
wise clearly define the invention. New matter must be
excluded from these amendments since preliminary amend-
ments do not enjoy original disclosure status, section
608.04(b), MPEP.

Mar. 4, 1965.

EDWARD J BRENNER,
Commisesioner of Patents.

Practice Under Rule 147
In view of the frequent misunderstandings which have
arisen as to the filing of applications under Rule 147, it is
considered advisable to issue the following statement as to
the practice under that rule.
The rule is clearly restricted by its terms to divisional
applications directed to nonelected inventions, those not
elected after a requirement for restriction. It is thus more
limited than 35 U.S.C. 121, on which it is based, and applies
only to divisional applications which are necessitated by a
requirement for restriction in the parent case.
It is further to be noted that a Rule 147 application com-
prises (1) a copy of the original application as filed, prepared
and certified by the Patent Office and (2) a proposed amend-
ment canceling the irrelevant claims or other matter. The
sole justification for the use of unexecuted copies in the di-
visional application is that their subject matter has already
been executed in the parent case. Accordingly, an application
under Rule 147 should'not, either as filed or by a preliminary
amendment prior to the time when it is accorded a filing date,
contain anything whatever that was not present in the parent
application as filed. The Patent Office cannot undertake, prior
to giving a filing date, to decide whether differences between
the parent and divisional case Involve matters of substance
or of form only. It follows that any proposed amendments
to the divisional application should be withheld until it has
received a filing date.
Since a Rule 147 application must be based on the parent
case as filed and must be directed to nonelected inventions,
the claims which it is sought to include in such an application
must be original claims of the parent case and must have
been present in that case in their original form when the re-
striction requirement was made; but if that condition is satis-
fied, it is not material that other claims were amended or new
claims were added prior to the requirement so long as no such
amended or added claim is to be included in the Rule 147
application.
An amendment stating that the Rule 147 application is a
division of the parent case may accompany the application,
but no other amendments to the specification or drawing
should be req\ ested until the application has received its
serial number a d filing date.
Since Rule 14 is limited by its terms to cases in which the
parent application is still pending when the divisional case
is filed, it is necessary that all requirements of the rule be
satisfied prior to abandonment or patenting of the parent
application.

Mar. 11, 1965.

EDWIN L. REYNOLDS,
First Assistant Commissioner.

New Applications Received During February 1965
Patents ---------------------------------------6,557
Designs ---------------------------------------365
Plant Patents ----------------------------------  6
Reissues ---------------------------------------13
Total ----------------------------------- 6,941

Issue-April 6, 1965
Patents -     1----- l184-No. 3,176,314 to No. 3,177,497, incl.
Designs -------  87-No. 200,755 to No. 200,841, incl.
Plant Patents--  2-No.     2,490 to No.  2,491, incl.
Reissues ------  10-No.   25,751 to No.  25,760, incl.
Total ----- 1283

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