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Congressional Research Service
Inforrn~ng the legislative debate since 1914


March  25, 2019


Delegation of Federal Aviation Administration

Certification Authorities to Aviation Manufacturers


The Federal Aviation Administration (FAA) certifies pilots,
aircraft, and aircraft components, as well as airlines and
charter flight operators. It requires that aircraft and
component  design specifications meet safety standards and
comply  with regulatory requirements. Once an aircraft
design is type certified, a manufacturer must demonstrate
that it can reliably reproduce that aircraft type to receive
production certification to build deliverable aircraft. Every
aircraft manufactured must undergo examinations,
inspections, and tests to determine that it conforms to the
certified type design and meets airworthiness standards
before it receives airworthiness certification and can begin
routine operations for an airline or other operator (see
Figure 1).

Figure  I. Aircraft Certifications


PRODUCTION
CERTIFICATION
                   AIRWORTHINESS
                   CERTIFICATIONS


Source: CRS.

Since its beginnings in the 1950s, FAA has allowed aircraft
and aircraft component manufacturers to conduct certain
certification functions on its behalf, including some type
certification and production certification activities as well
as most airworthiness certification activities. Recently,
FAA  began certifying private entities that design and build
production aircraft and aircraft parts under a formal
framework  allowing qualified companies to conduct
certification work on behalf of FAA with limited
supervision and direct oversight by FAA.

737  MAX   Crashes  Raise  Certification Concerns
While FAA's  multistep certification process has historically
been held in high regard worldwide, the relationship
between FAA   and regulated entities engaged in aircraft and
aircraft component manufacturing has been brought into
question following two crashes involving Boeing 737 MAX
8 aircraft within two years of the model's initial entry into
operational service in May 2017. Initial findings regarding
the October 29, 2018, crash of Lion Air flight 610 in
Indonesia, and the March 10, 2019, crash of Ethiopian


TYPE
CERTIFICATION


Airlines flight 302 in Ethiopia have raised concerns about
the airplane's flight handling characteristics and its design
and certification.

Specific concerns have been raised about the 737 MAX 8's
angle of attack (AOA) sensors that measure aircraft pitch
angle and its Maneuvering Characteristics Augmentation
System  (MCAS),  an automated flight control feature that is
new  to the Boeing 737 MAX. As a protection against
aerodynamic  stall, the MCAS will point the aircraft nose
down  when a high AOA  is detected. Concerns have been
raised that erroneous or faulty AOA indications might result
in repeated nose down commands  that may be difficult to
counteract if appropriate procedures are not closely
followed.

Interest in the design approval of the MCAS system and the
overall certification process for the 737 MAX have centered
on the extent to which FAA was directly involved in the
certification process, the certification activities that were
delegated to Boeing, and the extent to which development
and certification schedules and deadlines influenced
certification evaluations, tests, and inspections.
Additionally, questions have been raised about the results
of systems safety analyses of flight control systems and risk
assessments of AOA  and MCAS   system failures. On March
19, 2019, Secretary of Transportation Elaine Chao
requested that the Department of Transportation Office of
Inspector General (DOT OIG)  conduct an audit of the
certification process for the Boeing 737 MAX 8 aircraft.

FAA   Delegation  Authority
49 U.S.C. §44702(d) authorizes FAA to delegate certain
certification functions to private entities, including aircraft
and aircraft component manufacturers and aircraft repair
facilities. Since 1956, this authority has been used to allow
private companies to carry out various examinations, tests,
and inspections needed to issue initial airworthiness
certificates for production aircraft and aircraft engines upon
manufacture. FAA  has generally taken a more active role
with respect to initial certification of newly designed
aircraft types, new variants of those aircraft types, and new
aircraft components. However, some elements of
examination, testing, and inspection have historically been
delegated to design and manufacturing organizations under
FAA  supervision and oversight.

Organization   Designation  Authorization   (ODA)
In 2003, P.L. 108-176 directed FAA to develop a process
for issuing design organization certificates. The resulting
Organization Designation Authorization (ODA) process,
which FAA  created in 2005, provides the framework under
which approved  organizations are delegated certain
certification responsibilities on behalf of FAA. ODA


https:I/crsreports.congress~gc


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Test Aircraft     Manufacturing Facility


Production Aircraft

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