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                                                                                                January 28, 2019

Medical Product Regulation: Drugs, Biologics, and Devices


The Food and Drug Administration (FDA) regulates the
safety and effectiveness of drugs, biologics, and devices
(medical products) pursuant to its authorities under the
Federal Food, Drug and Cosmetic Act (FFDCA) and the
Public Health Service Act (PHSA). Drugs and devices are
approved or cleared under the FFDCA, whereas biologics
are licensed under the PHSA. Small molecule or chemical
drugs are chemically synthesized, while biologics are
derived from living organisms. All FDA-regulated medical
products conceptually meet the definition of drug.
Biologics are a subset of drugs, subject to many of the same
regulatory requirements. A device-an instrument,
apparatus, implement, machine, contrivance, implant, in
vitro reagent, or other similar or related article-also meets
the definition of drug; however, unlike a drug or biologic,
it does not achieve its primary intended purposes through
chemical action within or on the body ... and is not
dependent upon being metabolized for the achievement of
its primary intended purposes (FFDCA Section 20 1(h)).
FDA's  Center for Biologics Evaluation and Research
(CBER)  oversees certain biologics (e.g., vaccines and gene
therapies); the Center for Drug Evaluation and Research
(CDER)  oversees chemical drugs and therapeutic biologics;
and the Center for Devices and Radiological Health
(CDRH)  oversees medical devices and radiologic products.

This In Focus broadly summarizes selected differences in
statutory requirements among drugs, biologics, and devices.
It does not address every difference and is not meant to be a
comprehensive analysis of requirements.

Premarket Requirements
Under most circumstances, drugs, devices, and biologics
may be marketed only if they have been approved, cleared,
or licensed by FDA.

Prescription  Drugs  and Biologics
To market a new prescription drug, the sponsor (generally
the manufacturer) must submit a new drug application
(NDA)  demonstrating that the drug is safe and effective for
its proposed use. The law requires, among other things,
substantial evidence of effectiveness, and the agency has
some discretion to determine what evidence is necessary for
NDA   approval. During review, FDA officials evaluate the
drug's safety and effectiveness for the intended use (derived
from clinical trials); adequacy of manufacturing methods to
ensure the drug's identity, strength, quality, and purity; and
accuracy of the proposed labeling. Sponsors must comply
with current good manufacturing practice (CGMP)
regulations, which provide minimum requirements for the
methods, facilities, and controls used in manufacturing a
drug. For drugs with certain safety risks, FDA may require
a risk evaluation and mitigation strategy (REMS) upon the


submission of an NDA, which may include restrictions on
distribution or use of the drug.

While prescription drugs are approved via an NDA under
Section 505 of the FFDCA, biologics are licensed via a
biologics license application (BLA) under Section 351 of
the PHSA. The exception to this is certain natural source
biologics regulated as drugs under the FFDCA (e.g.,
insulin). However, this will no longer be the case in March
2020, when applications for biologics approved under the
FFDCA   will be deemed to be licenses under the PHSA. To
obtain licensure, the sponsor must demonstrate in the BLA
that the biologic and the facilities and processes for
manufacturing the product are safe, pure, and potent. The
requirements and review pathway for BLAs are generally
similar to that for NDAs, and biologics are subject to
certain FFDCA provisions (e.g., REMS).

Medical  Devices
Medical devices are classified based on the risk posed to the
consumer. Class I devices are low-risk (e.g., elastic
bandages) and are generally exempt from premarket review.
Class II and Class III devices are moderate-risk (e.g.,
powered wheelchairs) and high-risk (e.g., heart valves),
respectively, and usually require premarket review. Unless
specifically excluded by regulation, all devices must meet
general controls, which include premarket and postmarket
requirements; for example, registration, labeling, and
compliance with CGMPs  as set forth in FDA's quality
system regulations (QSRs). As QSRs apply to many
different devices, the regulations are broad and flexible.

In addition to general controls, Class II devices must meet
special controls, which are usually device-specific.
Premarket special controls include performance standards
and data requirements. Generally, Class II devices require
5 10(k) clearance demonstrating that a device is
substantially equivalent to a device already on the market
(i.e., a predicate device). A 5 10(k) application typically
does not require submission of clinical data. Approximately
82%  of total devices authorized for marketing in 2017 were
cleared through the 5 10(k) clearance pathway. In November
2018, FDA  announced changes to modernize the 5 10(k)
clearance pathway, including sunsetting certain older
predicate devices. However, the agency may need
additional guidance from Congress before proceeding.

Generally, Class III devices require a premarket approval
application (PMA), with some exceptions. FDA issues an
approval order when a PMA demonstrates reasonable
assurance that a device is safe and effective for its intended
use(s). Effectiveness must be based on well-controlled
investigations, which generally means clinical trial data.
However, the law provides that other evidence, when


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