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ICongressional Research Service
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                                                                                         Updated  January 7, 2019
An Overview of Federal Regulations and the Rulemaking

Process


Overview of Rulemaking
What  Is Federal Rulemaking?  Congress often grants
rulemaking authority to federal agencies to implement
statutory programs. The regulations issued pursuant to this
authority carry the force and effect of law and can have
substantial implications for policy implementation. When
issuing these regulations, agencies are required to follow a
certain set of procedures prescribed in law and executive
order. These procedures collectively comprise the federal
rulemaking process.

    A valid legislative rule is binding upon all persons,
    and on the courts, to the same extent as a
    congressional statute. When Congress delegates
    rulemaking authority to an agency, and the agency
    adopts legislative rules, the agency stands in the
    place of Congress and makes law. National Latino
    Media Coalition v. Federal Communications
    Commission, 81 6 F.2d 785, 788 (D.C. Cir. I 987).

Why  Does Congress  Delegate Rulemaking  Authority?
Congress delegates rulemaking authority to agencies for a
number of reasons. Perhaps most importantly, agencies
have a significant amount of expertise and can fill in
technical details of programs that Congress created in
statute. This can be useful for Congress, which is
responsible for establishing policy in a wide range of issue
areas and does not necessarily have the same depth of
expertise that agencies may have. In addition, even after
delegating rulemaking authority to agencies, Congress
retains its general legislative power, which gives it the
ability to conduct oversight, modify or repeal regulations,
and amend agencies' underlying statutory authority. As
such, delegating authority to agencies can enable Congress
to focus on big picture issues rather than spending its
time and resources debating all the technical details
required to fully implement a complex public policy.
Finally, by creating the federal rulemaking process,
Congress instituted a number of procedural controls on
agencies, such as ensuring that the public would have an
opportunity for participation through the public comment
process required by the Administrative Procedure Act
(APA).

There are also a number of reasons why Congress may not
want to delegate rulemaking authority, however, or reasons
for which Congress may want to do so with caution. One
commonly  cited reason is that, unlike Members of
Congress, agency personnel and officials who write
regulations are not directly accountable to the electorate. In
addition, Congress faces the possibility that agencies will
issue rules in a manner that Congress views as inconsistent


with congressional intent. Generally speaking, the more
precise statutory directives are, the less discretion an
agency has to independently develop policy objectives.

The   Rulemaking Process
Introduction. By delegating authority to administrative
agencies to write and enforce regulations that have the force
and effect of law, Congress provides federal agencies with
considerable power. Therefore, to control the process by
which agencies create these rules, Congress has enacted
procedural statutes, such as the APA, that dictate what
procedures an agency must follow to establish a final,
legally binding rule. The rulemaking process, including the
requirements of the APA, is summarized in Figure 1.


Figure I. The Rulemaking  Process


Source: Graphic created by CRS.
APA:  Notice and Comment   Rulemaking.  Unless an
agency's authorizing statute provides for different
procedures, the APA provides the default practice that all
agencies must follow to promulgate rules. These procedures
apply whenever an agency creates, amends, or repeals a
rule.

Section 553 of the APA requires that an agency generally
must first provide notice that it intends to promulgate a rule.
An agency does this by publishing a notice of proposed
rulemaking in the Federal Register. The notice must
provide (1) the time, place, and nature of the rulemaking


https://ctsreports.congress.go,

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