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                                                                                           Updated May  26, 2023

Medical Product Regulation: Drugs, Biologics, and Devices


The Food and Drug Administration (FDA) regulates the
safety and effectiveness of drugs, biologics, and devices
(medical products) pursuant to its authorities under the
Federal Food, Drug and Cosmetic Act (FFDCA) and the
Public Health Service Act (PHSA). Drugs and devices are
approved or cleared under the FFDCA, whereas biologics
are licensed under the PHSA. Small molecule or chemical
drugs are chemically synthesized, while biologics are
derived from living organisms. All FDA-regulated medical
products conceptually meet the definition of drug.
Biologics are a subset of drugs, subject to many of the same
regulatory requirements. A device-an instrument,
apparatus, implement, machine, contrivance, implant, in
vitro reagent, or other similar or related article-also
meets the definition of drug; however, unlike a drug or
biologic, it does not achieve its primary intended purposes
through chemical action within or on the body ... and is not
dependent upon being metabolized for the achievement of
its primary intended purposes (FFDCA §201(h)). FDA's
Center for Biologics Evaluation and Research (CBER)
oversees certain biologics (e.g., vaccines and gene
therapies); the Center for Drug Evaluation and Research
(CDER)  oversees chemical drugs and other biologics (e.g.,
certain monoclonal antibodies and immunomodulators);
and the Center for Devices and Radiological Health
(CDRH)  oversees medical devices and radiologic products.

This In Focus broadly summarizes selected differences in
statutory requirements among drugs, biologics, and devices.
It does not address every difference and is not meant to be a
comprehensive analysis of requirements.

Premarket Requfrements
Under most circumstances, drugs, devices, and biologics
may be marketed only if they have been approved, cleared,
or licensed by FDA.

Prescription  Drugs  and Biologics
To market a new drug, the sponsor (generally the
manufacturer) must submit to FDA for review a new drug
application (NDA) demonstrating that the drug is safe and
effective for its proposed use. FDA has some discretion
when  determining what evidence is necessary for NDA
approval. During review, FDA officials evaluate the drug's
safety and effectiveness (derived from clinical trials) for its
intended use; adequacy of manufacturing methods to ensure
the drug's identity, strength, quality, and purity; and
accuracy of the proposed labeling. Sponsors for both drug
and biologic products must comply with current good
manufacturing practice (CGMP) regulations, which provide
minimum  requirements for the methods, facilities, and
controls used in manufacturing.


While drugs are approved via an NDA under Section 505 of
the FFDCA,  biologics are licensed via a biologics license
application (BLA) under Section 351 of the PHSA. To
obtain licensure, the sponsor must demonstrate in the BLA
that the facilities and processes for biologics manufacturing
meet standards ensuring the product is safe, pure, and
potent (i.e., effective). The requirements and review
pathway for BLAs are generally similar to those for NDAs,
and biologics are subject to certain FFDCA provisions.

For prescription drugs and biologics with certain safety
risks, FDA may require a risk evaluation and mitigation
strategy (REMS) upon the submission of an NDA, which
may  include restrictions on distribution or use of the drug or
biologic.

Medical  Devices
Medical devices are regulated based on the risk posed to the
consumer: Class I devices are low-risk, Class II devices are
moderate-risk, and Class III devices are high-risk. Unless
specifically excluded by regulation, all devices must meet
general controls, which include both premarket and
postmarket requirements. General controls include, for
example, 510(k) premarket notification, registration, listing,
and compliance with CGMPs  as set forth in FDA's quality
system regulation (QSR). Class II devices must meet, in
addition to general controls, special controls, which are
usually device-specific. Premarket special controls include
performance standards and premarket data requirements.
Almost all Class I devices are exempt from the 510(k)
premarket notification requirement, whereas almost all
Class II devices require 510(k) clearance prior to
marketing. A 510(k) submission must demonstrate that a
device is substantially equivalent to a legally marketed
predicate device, which typically does not require
submission of clinical data, although it may in certain cases.
In November  2018, FDA announced  proposed changes to
modernize the 510(k) clearance pathway, including the
preferential use of modern predicate devices and
development of updated pathways.

Class III devices are subject to premarket approval
application (PMA) requirements, with some exceptions, in
addition to general controls. FDA issues an approval order
when  a PMA  demonstrates reasonable assurance that a
device is safe and effective for its intended use(s). Safety
and effectiveness must be based on valid scientific
evidence, which is generally derived from well-controlled
investigations, usually clinical trials. However, the law
provides that other evidence, when appropriate, may be
used to establish effectiveness (e.g., well-designed bench
and/or animal testing) (FFDCA §513(a)(3)(B) and The
Least Burdensome  Provisions: Concept and Principles).
Regardless of risk, a new device with no substantially

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