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handle is hein.crs/goveful0001 and id is 1 raw text is: Congressional Research Service

May 23, 2022
The Unified Agenda of Federal Regulatory and Deregulatory
Actions: An Overview

Congress frequently delegates rulemaking authority to
federal agencies in legislation. Having an early sense of the
rules agencies are planning to issue and when they are
planning to issue them can help Congress track and conduct
oversight over the use of this delegated legislative
authority.
One tool that Congress and the public can use to identify
ongoing rulemaking activities is the Unified Agenda of
Federal Regulatory and Deregulatory Actions. The Unified
Agenda is a government-wide, semiannual publication that
lists proposed and final rules that agencies plan to issue in
the next six to 12 months. It also lists rules that agencies
plan to issue in the long term. Members of Congress,
congressional committees, and staff may find the Unified
Agenda to be a valuable source of information on upcoming
rules, including rules issued by agencies within a
committee's jurisdiction or within federal programs of
interest.
The Unified Agenda is published in the spring and fall each
year by the Regulatory Information Service Center, a
component of the General Services Administration, for the
Office of Information and Regulatory Affairs, the entity
within the Office of Management and Budget that has
primary oversight responsibilities over most agencies'
rulemaking activities.
Overview of the Unified Agenda
Publication of the Unified Agenda helps agencies fulfill two
transparency requirements.
First, Section 602 of the Regulatory Flexibility Act (RFA, 5
U.S.C. §602) requires that each agency publish a
regulatory flexibility agenda each April and October in
the Federal Register. In the regulatory flexibility agenda,
each agency is to describe regulatory actions it is
developing that may have significant economic impacts on
a substantial number of small entities. Small entity is
defined in the RFA to include small businesses, small
organizations such as certain nonprofits, and municipalities.
The RFA also requires that agencies endeavor to provide
notice of the regulatory agendas to small entities and
invite comments upon each subject area on the agenda.
In addition, Section 4 of Executive Order (E.O.) 12866 on
Regulatory Planning and Review requires that each
agency, including independent regulatory agencies,
prepare an agenda of all regulations under development or
review. The agenda and other planning requirements in the
order are intended to maximize consultation and the
resolution of potential conflicts at an early stage and to
involve the public and its State, local, and tribal officials in
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regulatory planning. The executive order states that an
agency may combine the information in this agenda with
the information required under Title 5, Section 602, of the
U.S. Code. The executive order also requires that each
agency prepare a regulatory plan of the most important
significant regulatory actions that it reasonably expects to
issue in proposed or final form during the upcoming fiscal
year. The regulatory plan is to be published annually in the
fall edition of the Unified Agenda.
Neither the RFA nor E.O. 12866 contains a penalty for
issuing a proposed or final rule without having first
provided notice of the rule in the Unified Agenda, and some
prospective regulatory actions listed in the Unified Agenda
are never finalized.
All agencies, including independent regulatory agencies,
participate in the Unified Agenda. Independent regulatory
agencies are exempted from some rulemaking
requirements, including much of E.O. 12866. However, the
section of E.O. 12866 requiring publication of the Unified
Agenda does apply to the independent regulatory agencies,
as does the RFA.
The Unified Agenda is published in two places: on the
website Reginfo.gov and in the Federal Register. The
Reginfo.gov version contains more information for each
entry, whereas the Federal Register version limits the
amount of information provided for each rule listed. The
Federal Register version may be viewed in hard copy or on
federalregister.gov.
Contents of the Unified Agenda
The Unified Agenda lists upcoming activities, by agency, in
the following categories:
* active actions, including rules in the pre-rule stage
(e.g., advance notices of proposed rulemaking or other
preliminary regulatory actions that are expected to be
taken in the next 12 months); proposed rule stage (i.e.,
notices of proposed rulemaking that are expected to be
issued in the next 12 months or for which the closing
date of the comment period is the next step); and final
rule stage (i.e., final rules or other final actions that are
expected to be taken in the next 12 months);
* completed actions (e.g., final rules that have been
promulgated or rules that have been withdrawn since
having previously been posted in the Unified Agenda);
and

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