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handle is hein.crs/goveelr0001 and id is 1 raw text is: £Congressional
~.Research Service
Furloughs Likely If Surface Transportation
Appropriations and Authorizations Lapse on
September 30
September 7, 2021
At midnight September 30, 2021, the law authorizing federal surface transportation programs, the Fixing
America's Surface Transportation Act (FAST Act; P.L. 114-94), as extended, as well as the annual
transportation appropriations provided in the Continuing Appropriations Act, 2021, and Other Extensions
Act (P.L. 116-159), are set to expire. The House is considering the Senate-passed Bipartisan Infrastructure
and Jobs Act (H.R. 3648), which would reauthorize surface transportation programs. The current state of
the FY2022 appropriations process raises the prospect that Congress will consider a continuing resolution
that would extend appropriations at current levels beyond September 30. Not reauthorizing surface
transportation programs or an appropriations lapse could lead to shutdowns and furloughs, with a
simultaneous lapse in both authorizations and appropriations having the greatest impact.
How the two expirations would affect surface transportation programs depends on whether a program or
activity is funded through the Highway Trust Fund (HTF) or with appropriated budget authority from the
Treasury's general fund. The Anti-Deficiency Act (ADA; 31 U.S.C. §O1341) prohibits agencies from
incurring obligations that are in advance of appropriations except in certain circumstances. This means
that transportation programs and activities funded by general funds must be appropriated. In contrast,
HTF funding is a form of budget authority that by law may be obligated prior to an appropriation, and is
effectively an exception under the ADA. However, the authority to make payments from the HTF must be
authorized, and that authorization expires September 30, 2021.
If the authorizations are not extended or replaced, all HTF-funded personnel not needed to fulfill excepted
activities under the ADA (such as life, safety, and the protection of property), or funded with
appropriations, would be furloughed. Approximately 3,500 to 4,000 employees in the five Department of
Transportation (DOT) surface transportation agencies discussed below would be affected. Under a lapse
of annual appropriations, all appropriations-funded non-excepted programs and activities in the
Department of Transportation would likely shut down. Roughly 900 to 1,000 non-excepted surface
transportation program employees would likely be furloughed.
Congressional Research Service
https://crsreports.congress.gov
IN11737
CRS INSIGHT
Prepared for Members and
Committees of Congress

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