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C  o   g  e  s o   a   R e  e a  c   S e r i c


                                                                                                    March  1, 2021

Safe Drinking Water Act (SDWA): Water System Security

and Resilience Provisions


The disruption of a safe and reliable water supply remains a
long-standing concern related to the protection of public
health. Two events have increased congressional attention
to water system security and resilience from events that
could disrupt the provision of water supply. These include a
cyberattack on an automated system at a water treatment
plant serving a Florida community and water service
disruptions in Texas related to frigid weather and power
losses. Intentional acts and natural hazards can damage
water infrastructure, including automated systems that
control treatment, resulting in the interruption of safe and
reliable drinking water.
Water systems are one type of critical infrastructure (CI)
covered by broader efforts to improve CI security. The U.S.
Environmental Protection Agency (EPA) has been
designated the lead agency responsible for water sector
security, including cybersecurity (Executive Order 13636).
(See CRS  Report R45809, Critical Infrastructure:
Emerging  Trends and Policy Considerations for Congress.)
To address both intentional acts and extreme weather that
may  threaten water systems, Congress added several
provisions to the Safe Drinking Water Act (SDWA) to
support the safety of water supplies and resilience of water
systems. Primarily found in SDWA Part D Emergency
Powers, these provisions range from risk and resilience
assessment and emergency response planning, to civil and
criminal penalties against those who tamper or attempt to
tamper with a public water system (42 U.S.C. §300i-300i-
4). The Public Health Security and Bioterrorism
Preparedness and Response Act of 2002 (the Bioterrorism
Preparedness Act; P.L. 107-188; Title IV) added or revised
many  of these SDWA  provisions.
After first focusing on security, Congress expanded SDWA
provisions to address water system resilience to a range of
risks such as droughts, floods, wildfires, and other extreme
weather/natural events. America's Water Infrastructure Act
of 2018 (AWIA;  P.L. 115-270) amended provisions to
expand the risks that water systems evaluate and authorized
grant programs to increase resilience.
In addition, as a condition of taking on primary
enforcement authority, SDWA  requires states to have an
adequate plan for providing safe drinking water under
emergency  circumstances, such as earthquakes, floods,
hurricanes, and other natural disasters, as appropriate (42
U.S.C. §300g-2(a)(5)). The act authorizes various financial
assistance programs that may assist water systems in
addressing threats that could disrupt water service. These
authorized resilience-related financial assistance programs
have yet to receive appropriations, or began receiving
appropriations in FY2020.


Risk  and   Resilience Assessments and
Emergency Response Plans
In 2002, Congress first required drinking water systems to
assess risks that could disrupt the provision of a safe and
reliable water supply and prepare plans to address such
risks. Added by P.L. 107-188, Section 1433 required
community  water systems (i.e., systems that regularly serve
at least 25 individuals year-round) to (1) assess their
vulnerabilities to terrorist attacks or other intentional acts
intended to disrupt water service, (2) submit these risk
assessments to EPA, and (3) develop emergency response
plans based on their assessments (42 U.S.C. §300i-2). EPA
was directed to provide guidance to small systems (serving
fewer than 3,300 people) on how to conduct vulnerability
assessments, prepare emergency response plans, and
address threats. As initially added to SDWA, Section 1433
did not require water systems to update their assessments.
AWIA   rewrote Section 1433 to require community water
systems serving more than 3,300 people to conduct risk and
resilience assessments. Under the revised section, such
water systems are required to assess their system's
vulnerabilities to natural hazards, in addition to malevolent
acts. As a part of their assessment, water systems are
required to evaluate the resilience of their current physical
infrastructure, including electronic, computer, or other
automated systems (including the security of such
systems) and their management practices, as well as
financial capacity to respond to these risks. For purposes of
Sections 1433 and 1459A(1), resilience is defined as the
ability of a community water system ... to adapt to or
withstand the effects of a malevolent act or natural hazard
without interruption to ... a system's function, or if function
is interrupted, to rapidly return to a normal operating
condition (42 U.S.C. §300i-2(h)). Based on the
assessment, water systems must also develop emergency
response plans that address the risks and resilience issues
that systems may face. Water systems must certify their
assessments and submit the certifications to EPA by
deadlines specific to the communities' size. Water systems
serving 3,300 or more persons must review their risk
assessments every five years and update them, if needed.
Risk and resilience assessments and emergency response
plans are voluntary for small water systems. AWIA
amended  SDWA   to authorize appropriations of $10.0
million for grants to public water systems serving fewer
than 3,300 people and grants to nonprofit organizations to
support risk assessment and response planning activities (42
U.S.C. §300i-2(g)). Similar to P.L. 107-188, AWIA
requires EPA provide guidance and technical assistance to
small water systems on how to conduct resilience
assessments, prepare emergency response plans, and


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