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                                                                                         Updated October 16, 2020

U.N. Ban on Iran Arms Transfers and Sanctions Snapback


A 2015 multilateral Iran nuclear agreement (Joint
Comprehensive Plan of Action, JCPOA), provides for
limits on Iran's nuclear program in exchange for sanctions
relief. Annex B of U.N. Security Council Resolution 2231
(July 17, 2015), which endorsed the JCPOA, provided for a
ban on the transfer of arms to or from Iran until October 18,
2020. The Trump Administration, supported by many in
Congress, sought to extend the ban in order to try to prevent
Iran from acquiring new conventional weaponry. On
August 14, the U.N. Security Council, including two key
potential arms suppliers of Iran Russia and China voted
down a U.S. draft to extend the arms transfer ban. An
overwhelming majority of the Council also has refused to
recognize a U.S. assertion that it had standing to implement
the provision of Resolution 2231 that enables JCPOA
participants to snap back all U.N. sanctions on Iran,
including the arms transfer ban. The dispute over the U.S
snapback request remains unresolved. Annex B also
contains a ban, until October 18, 2023, on supplying
equipment with which Iran could develop nuclear-capable
ballistic missiles, and calls on Iran not to develop ballistic
missiles designed to carry nuclear weapons. See CRS
Report RS20871, Iran Sanctions, by Kenneth Katzman.

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Annex B restated and superseded the restrictions of: (1)
Resolution 1747 (2007), which banned Iran's transfer of
arms from its territory and required all U.N. member states
to prohibit the transfer of Iranian arms from its territory,
and (2) Resolution 1929 (2010), which banned the supply to
Iran of any battle tanks, armoured combat vehicles, large
calibre artillery systems, combat aircraft, attack helicopters,
warships, missiles or missile systems as defined for the
purpose of the United Nations Register of Arms [ballistic or
cruise missiles capable of delivering a warhead or weapon
of destruction to a range of at least 16 miles] or related
materiel, including spare parts.... The Security Council
can waive the restrictions on a case-by-case basis, but has
not done so, to date. The ban expires on the earlier of (1)
five years after the JCPOA Adoption Day (ie: October
18, 2020), or (2) upon the issuing by the International
Atomic Energy Agency (IAEA) of a Broader Conclusion
that all nuclear material in Iran remains in peaceful
activities.

U.S. and other Security Council member officials interpret
the restriction as inapplicable to the sale to Iran of purely
defensive systems. In 2016, Russia delivered to Iran the S-
300 air defense system, which a State Department
spokesperson described as ... not formally a violation [of
2231] because the S-300 is for defensive uses only.


Assessing the effectiveness of the arms transfer ban, the
congressionally mandated Defense Intelligence Agency
(DIA) annual report on the military power of Iran for 2019,
released in November 2019, states that Iran wants to
purchase new advanced weapon systems from foreign
suppliers to modernize its armed forces, including
equipment it has largely been unable to acquire for
decades.

Figure I. Iran's Regional Allies


Source: Defense Intelligence Agency. Iran Military Power: 2019.
Regarding the ban on Iran's exportation of arms, the DIA
report (which represents a consensus U.S. judgment) stated:
Since the Islamic Revolution, Iran has transferred a wide
range of weapons and military equipment to state and non-
state actors, including designated terrorist organizations....
Although some Iranian shipments have been interdicted,
Tehran is often able to get high-priority arms transfers to its
customers. [See Figure 1.] Over the years, Iranian transfers
to state and non-state actors have included communications
equipment; small arms such as assault rifles, sniper rifles,
machine guns, mortars, and rocket-propelled grenades
(RPGs) and ammunition; ... artillery systems, including
MRLs (multiple rocket launchers) and battlefield rockets
and launchers; armored vehicles; FAC (fast attack craft);
equipment for unmanned explosives boats; ... SAMs
(surface-to-air missiles); UAVs (unmanned aerial vehicles)
... ground-attack aircraft ... and other weaponry. A June
2020 report by the U.N. Secretary General on
implementation of Resolution 2231 assessed that Iran
attempted to export weaponry and missile parts to Houthi
forces in Yemen, and U.S. and allied forces have
intercepted some of those shipments. See CRS Report
R44017, Iran's Foreign and Defense Policies, by Kenneth
Katzman.


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