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1 1 (September 22, 2020)

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                                                                                       Updated September 22, 2020

Personal Protective Equipment (PPE) and COVID-19: FDA

Regulation and Related Activities


The Coronavirus Disease 2019 (COVID-19) pandemic has
affected the medical product supply chain globally and
domestically. The impact of COVID-19 on the availability
of personal protective equipment (PPE), such as gowns,
gloves, respirators, and surgical masks, for health care
personnel continues to be a concern.
PPE is generally worn by health care personnel to protect
the wearer from infection or illness from blood, body fluids,
or respiratory secretions. In the United States, PPE intended
for use in the cure, mitigation, treatment, or prevention of
disease meet the definition of a medical device (device)
under the Federal Food, Drug, and Cosmetic Act (FFDCA)
and are regulated by the U.S. Food and Drug
Administration (FDA) within the Department of Health and
Human Services (HHS). PPE that do not meet the FFDCA
definition of device (i.e., not intended for medical use) are
not regulated by FDA. This In Focus provides an overview
of how FDA regulates PPE and summarizes the agency's
response to mitigate reported PPE shortages related to
COVID-19.


In general, any company interested in distributing medical
PPE in the United States would need permission from FDA.
Pursuant to its authorities in the FFDCA, FDA regulates
medical devices based on the risk they pose to consumers.
There are three regulatory classes of devices with different
applicable requirements: class I (low risk), class II
(moderate risk), and class III (high risk). Class II devices
are subject to special controls, and class III devices are
subject to premarket approval (PMA). However, all devices
regardless of regulatory class are subject to general controls
(e.g., establishment registration, good manufacturing
practices) unless exempt. Premarket notification, which
requires a 5 10(k) submission, is a general control that
applies to certain class I and most class II devices, and
requires manufacturers to submit certain materials to FDA
at least 90 days prior to marketing (21 U.S.C. §360(k)). To
receive a 5 10(k) clearance, a manufacturer must
demonstrate that the device proposed to be marketed is
substantially equivalent to a device already on the market.
In general, a 510(k) submission includes the regulatory
class of the device, actions taken to comply with relevant
performance standards, proposed labeling, and a statement
describing how the device is similar to or different from a
predicate device, among other things (21 C.F.R. §807.87).
There are certain circumstances under which a change to an
existing device would require a new 5 10(k) submission.
According to FDA guidance, such changes include, among
other things, labeling, technology, and/or materials used.


Regulatory requirements vary by type of PPE, which are
generally class I or II devices.


Medical gloves are used to protect the wearer from the
spread of infection during medical procedures and
examinations. Medical gloves are class I devices that
require a 5 10(k) clearance, and include patient examination
gloves (21 C.F.R. §880.6250) and surgical gloves (21
C.F.R. §878.4460).

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Medical gowns (21 C.F.R. §878.4040) are a type of surgical
apparel used to protect against infection or illness if contact
with infectious liquid or solid material is likely.
Manufacturers are encouraged to comply with national
consensus standards so their gowns provide any one of four
levels of protection: level 1 (minimal risk), level 2 (low
risk), level 3 (moderate risk), and level 4 (high risk). While
medical gown terminology is not standardized, FDA
generally regulates medical gowns in three categories:
* Nonsurgical gowns are intended for use in minimal-to-
   low risk patient isolation situations (level 1-2) and are
   class I devices exempt from premarket review (i.e.,
   510(k) notification or PMA approval).
* Surgical isolation gowns are used in moderate- to high-
   risk situations (level 3-4) and are class II devices subject
   to 5 10(k) notification and certain special controls (e.g.,
   performance standards).
* Surgical gowns are generally used during surgical
   procedures but can be used for any risk level (levels 1-4)
   and are class II devices subject to 510(k) notification
   and certain special controls.


Masks are a broad category of PPE that include surgical
masks and filtering facepiece respirators (FFRs). FFRs
intended for medical use (e.g., surgical N95 FFRs) are
subject to both National Institute for Occupational Safety
and Health (NIOSH) approval and FDA regulation as
devices. Surgical masks and surgical N95 FFRs (21 C.F.R.
§§878.4040 and 880.6260) both class II medical devices
requiring 510(k) notification, unless exempt provide a
physical barrier to fluids and particulate matter by covering
the nose or mouth. Both are tested for fluid resistance,
filtration efficiency, flammability, and biocompatibility.
Surgical masks are loose-fitting, while surgical N95 FFRs
form a tight seal around the nose and mouth, providing very
efficient filtration (i.e., 95%) of airborne particles.


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