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                                                                                        Updated February 4, 2020

Defense Primer: Under Secretary of Defense for Research and

Engineering


Advances in science and technology have long played a
critical role in ensuring the technological preeminence of
the United States military. For this reason, the Department
of Defense (DOD) is the largest funder of federal research
and development. The Under Secretary of Defense for
Research and Engineering (USD (R&E)) is a civilian
official reporting directly to the Secretary of Defense. The
USD (R&E) serves as the principal advisor to the Secretary
of Defense for DOD research, engineering, and technology
development activities and programs.

Over the last several years, policymakers and others have
expressed concern that the long-held technological edge of
the U.S. military is eroding due, in part, to the proliferation
of technologies outside the defense sector, organizational
and cultural barriers to DOD effectively incorporating and
exploiting commercial innovations, and insufficient
engagement with leading-edge companies that have not
historically been a part of the DOD innovation system. The
establishment of the USD (R&E) as the fourth highest
ranking DOD official behind the Secretary, Deputy
Secretary, and Chief Management Officer was intended to
promote faster innovation and to reduce risk-intolerance in
the pursuit of new technologies.

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Leadership for DOD research, engineering, and technology
development activities and functions within the Office of
the Secretary of Defense (OSD) has been realigned multiple
times over the course of DOD's history. For example, there
was a USD (R&E) from 1977 to 1986. Reestablishment of
the position of the USD (R&E) in 2016 through the
National Defense Authorization Act for Fiscal Year 2017
(FY2017 NDAA, P.L. 114-328) represents the most recent
realignment.
Specifically, P.L. 114-328 eliminated the position of the
Under Secretary of Defense for Acquisition, Technology,
and Logistics (USD (AT&L)) and established the positions
of USD (R&E), the Under Secretary of Defense for
Acquisition and Sustainment (USD (A&S)), and chief
management officer effective February 1, 2018.
In reestablishing the position of USD (R&E) the Senate
Armed Services Committee stated (S.Rept. 114-255)
    The committee expects that just as previous USD
    (R&E) incumbents led the so-called Second
    Offset strategy, which successfully enabled the
    United States to leap ahead of the Soviet Union in
    terms of military technology, the new USD (R&E)
    would be tasked with driving the key technologies
    that must encompass what defense leaders are now
    calling a Third Offset strategy: cyber and space
    capabilities, unmanned systems, directed energy,


    undersea warfare, hypersonics, and robotics, among
    others.


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The powers and duties of the USD (R&E) include
* serving as the chief technology officer of DOD with the
   mission of advancing technology and innovation for the
   military services and DOD;
* establishing policies on, and supervising all defense
   research and engineering, technology development,
   technology transition, appropriate prototyping activities,
   experimentation, and developmental testing activities
   and programs, and unifying defense research and
   engineering efforts across DOD; and
* serving as the principal advisor to the Secretary of
   Defense on all research, engineering, and technology
   development activities and programs in DOD.
Furthermore, in the conference report (H.Rept. 114-840) for
the FY2017 NDAA, the conferees stated their expectation
that the USD (R&E) would take risks, press the
technology envelope, test and experiment, and have the
latitude to fail, as appropriate.
On December 11, 2017, President Trump nominated
Michael D. Griffin to be the USD (R&E). His nomination
was confirmed by the Senate on February 15, 2018.

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As required by P.L. 114-328, DOD submitted a report to
Congress proposing an organizational and management
structure for the office of the USD (R&E) (OUSD (R&E)).
According to the 2017 report, the OUSD (R&E) is to be
organized around three major components:
* A Strategic Intelligence Analysis Cell focused on
   understanding the capabilities and vulnerabilities of
   potential adversaries, assessing U.S. capabilities,
   tracking global technology trends, assessing emerging
   threats, and identifying potential opportunities that
   warrant action and merit investment.
* An Assistant Secretary of Defense (ASD) for Research
   and Technology responsible for setting the strategic
   technical direction and investment strategy for DOD to
   ensure technical dominance on the battlefield,
   integrating DOD's laboratory infrastructure, and
   providing stewardship of the technical community that
   conducts defense research.
* An ASD for Advanced Capabilities responsible for
   prototyping and experimentation that is designed to
   increase understanding of a technology and its
   capabilities, drive down technical risk, and incorporate
   warfighter feedback to ensure concepts that transition to


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