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1 [1] (January 9, 2020)

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                                                                                            Updated January 9, 2020
Army Corps of Engineers: Continuing Authorities Programs


The U.S. Army Corps of Engineers (USACE) undertakes
water resources development projects pursuant to
authorizing statutes and the receipt of appropriations. The
standard process for a USACE project requires two separate
congressional authorizations-one for studying feasibility
and a subsequent one for construction-as well as
appropriations for both (see CRS Report R45185, Army
Corps of Engineers: Water Resource Authorization and
Project Delivery Processes). Additionally, Congress has
granted USACE programmatic authorities to undertake
cost-shared projects of limited scope and cost without
requiring project-specific congressional authorization.
These programmatic USACE authorities are referred to as
Continuing Authorities Programs (CAPs). Congress has
consistently funded USACE CAPs above the President's
request since FY2013.


Since FY2012, Congress has appropriated funding for CAP
programs, not individual CAP projects. USACE identifies
which CAP projects it will perform using the CAP
program's appropriations. Purposes of CAP projects may
include reducing damage to life and property from flooding,
reducing erosion in certain circumstances, and protecting
and restoring aquatic ecosystems, among others (see Table
1). CAPs typically are referred to by the section number of
the law in which the CAP was first authorized.

    a -      C  AP P'roct
To initiate a CAP project, a nonfederal sponsor (e.g., a local
government or nonprofit entity with local government
consent) sends a letter to the appropriate USACE district
describing the water resource problem and requesting
assistance with a project. (Templates for letters are
generally available at USACE district websites.) USACE
determines if there is federal interest to proceed with the
requested project and if the project fits under a CAP
authority.


All USACE projects, including CAP projects, consist of a
feasibility phase and a design and implementation phase.
The purposes of the feasibility phase include determining
whether there is a federal interest in the project (e.g.,
identifying costs and benefits) and identifying the preferred
project alternative. The feasibility phase involves planning
activities, such as development of alternative plans to
achieve the project goals, initial design and cost
estimations, environmental impact analyses, and real estate
evaluation. For CAP projects, the construction phase can
immediately follow the feasibility phase (i.e., without
project-specific congressional authorization), subject to the
availability of appropriations.


The design and implementation phase includes the final
design and specifications, real estate acquisition, and
project contracting and physical construction. The
nonfederal sponsor and USACE sign a project partnership
agreement prior to construction. Upon construction
completion, USACE transfers the project to the sponsor,
which is responsible for operations, maintenance, and most
repairs and rehabilitation (except for commercial navigation
pursuant to Section 107 CAP, which allows for USACE
operations and maintenance). According to USACE,
pending funding, CAP projects generally take three years
from feasibility phase initiation to construction completion.

Table I. Selected Continuing Authorities Programs

    CAP         Eligible Activities       Authority

 §14         Streambank erosion and    33 U.S.C. §701 r
             shoreline protection of
             public works and nonprofit
             services
 §103        Hurricane storm damage    33 U.S.C. §426g
             reduction
 §107        Navigation improvement    33 U.S.C. §577
 §111        Prevention/mitigation of  33 U.S.C. §426i
             shore damage by federal
             navigation projects
 §204        Regional sediment         33 u.s.c. §2326
             management/beneficial use
             of dredged material
 §205        Flood control (including ice  33 U.S.C. §701 s
             jam prevention)
 §206        Aquatic ecosystem         33 U.S.C. §2330
             restoration
 §208        Removal of obstructions   33 U.S.C. §701g
             and clearing channels for
             flood control
 §1135       Project modifications for 33 U.S.C. §2309a
             improvement of the
             environment
Source: Congressional Research Service (CRS).


The CAP authorities, similar to the standard USACE
project authorities, require a nonfederal sponsor to share
project feasibility and construction costs and other
responsibilities, including obtaining real estate interests.
Federal funds pay for the first $100,000 of the feasibility
phase, with additional feasibility costs generally shared
50% federal and 50% nonfederal. Cost sharing for


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