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Intergovernmental Mandates in Federal Legislation 1 (July 2009)

handle is hein.congrec/cbo8354 and id is 1 raw text is: A series of issue summaries from
the Congressional Budget Office
JULY 14, 2009

Intergovernmental Mandates 'in
Federal Legislation

Federal law sometimes requires state, local, or tribal gov-
ernments to spend money to achieve certain goals. In
some cases, a requirement is imposed as a condition for
receiving federal aid; in others, requirements can be
imposed through the exercise of the federal government'
sovereign power. The Unfunded Mandates Reform Act of
1995 (UMRA) focuses attention on requirements that are
not conditions of aid. The law specifies which types of
requirements should or should not be considered man-
dates, establishes procedures that govern Congressional
consideration of such mandates, and directs the Congres-
sional Budget Office (CBO) to estimate the mandates'
costs.1 (CBO estimates the costs of intergovernmental
and private-sector mandates for virtually every bill
reported from an authorizing committee. This brief
focuses exclusively on intergovernmental issues.) UMRA's
goal is to promote informed decisionmaking by the Con-
gress as it considers questions about the appropriateness
of federal mandates on other levels of government and
about the desirability of providing financial assistance to
cover the costs of intergovernmental mandates.
UMRA took effect in 1996; since then the Congress has
enacted few federal mandates, as defined in the law, that
have imposed significant costs on state and local govern-
ments. Although it has rarely used UMRA's explicit
enforcement mechanism when considering bills, in some
cases the Congress has changed legislation before enact-
ment either to eliminate a mandate or to reduce its costs.
There can be questions, however, about which bills are
covered by UMRA and about how the law defines an
intergovernmental mandate. UMRA's application is
limited in three ways:
1. See Congressional Budget Office, ARve fC~ ciiisi
2008Undr th Unundd Madats ReormAct(2009), and other
annual reports summarizing those estimates.

 It does not apply to the broad policy areas of national
security or constitutional rights (including voting
rights) or to some segments of the Social Security
program.
 In most cases, it does not consider that new conditions
related to federal grant programs are mandates.
 It focuses on mandates with costs above a threshold-
originally set at $50 million; $69 million in 2009-
that is adjusted annually for inflation.
State and local officials could still view as burdensome
some federal requirements that are not considered man-
dates under UMRA or that do not impose costs above the
UMRA threshold. Among such obligations are provisions
of the No Child Left Behind Act (NCLB) and the Indi-
viduals with Disabilities Education Act (IDEA) that must
be met as a condition for receiving federal grants. The
same applies to provisions of the Help America Vote Act
that are designed to enforce the constitutional right of
suffrage. Preemptions of state law and authority are man-
dates under UMRA that rarely result in states' incurring
additional costs.
What Is an Intergovernmental
Mandate?
UMRA outlines several forms of intergovernmental
mandates:
*An enforceable duty. Any provision in legislation,
statute, or regulation that would compel or explicitly
prohibit action on the part of state, local, or tribal
governments is a mandate unless the provision
amounts to a duty that is imposed as a condition for
receiving federal aid or that arises from participation
in a voluntary federal program.

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