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I (2016)

handle is hein.cbhear/fdsysanfq0001 and id is 1 raw text is: AUT-ENTICATED
U.S. GOVERNMENT
INFORMATION
      GP


                                           S. HRG. 114-238

REGULATORY REFORMS TO IMPROVE EQUITY

              MARKET STRUCTURE


                     HEARING

                         BEFORE THE

                  SUBCOMMITTEE ON

     SECURITIES,   INSURANCE, AND INVESTMENT

                          OF THE

                  COMMITTEE ON

BANKING, HOUSING, AND URBAN AFFAIRS

           UNITED STATES SENATE

         ONE  HUNDRED FOURTEENTH CONGRESS

                      SECOND SESSION

                            ON

EXAMINING RECENT EFFORTS BY THE SEC AND FINRA IN AIDING THE
FUNCTIONING  AND  STABILITY OF THE EQUITY MARKETS, AND IDEN-
TIFYING  KEY ISSUES UNDER  CONSIDERATION TO REDUCE  MARKET
COMPLEXITY,  INCREASE  OPERATIONAL  STABILITY, AND PROMOTE
EFFICIENCY, COMPETITION, AND CAPITAL FORMATION


                       MARCH  3, 2016





 Printed for the use of the Committee on Banking, Housing, and Urban Affairs





                 Available at: http://www.fdsys.gov/

                 U.S. GOVERNMENT PUBLISHING OFFICE


99-832 PDF


WASHINGTON : 2016


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