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I (2009)

handle is hein.cbhear/fdsysakeg0001 and id is 1 raw text is: AUT-ENTICATED
US. GOVERNMENT
INFORMATION
     GP


                                             S. HRG. 110-915

CONSOLIDATION OF NASD AND THE REGULATORY

   FUNCTIONS OF THE NYSE: WORKING TOWARDS

   IMPROVED REGULATION


                    HEARING

                        BEFORE THE

                  SUBCOMMITTEE ON

  SECURITIES AND INSURANCE AND INVESTMENT
                          OF THE

                  COMMITTEE ON

BANKING, HOUSING, AND URBAN AFFAIRS

           UNITED STATES SENATE

           ONE   HUNDRED   TENTH   CONGRESS

                       FIRST SESSION

ON THE OVERALL IMPACT AND OUTCOME OF THE CONSOLIDATION ON
THE   REGULATORY SCHEME  INCLUDING BUT NOT LIMITED TO THE
AREAS  OF RULES, GOVERNANCE, ENFORCEMENT  AND COMPLIANCE,
ADVERTISING, ARBITRATION, FUNDING, AND THE POTENTIAL IMPACT
ON  INVESTORS





                   THURSDAY, MAY 17, 2007


 Printed for the use of the Committee on Banking, Housing, and Urban Affairs






    Available at: http://www.access.gpo.gov/congress/senate/senate05sh.html


                U.S. GOVERNMENT PRINTING OFFICE
   50-317             WASHINGTON : 2009

        For sale by the Superintendent of Documents, U.S. Government Printing Office
        Internet: bookstore.gpo.gov Phone: toll free (866) 512-1800; DC area (202) 512-1800
           Fax: (202) 512-2104 Mail: Stop IDCC, Washington, DC 20402-0001

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